SCI-HUB d/b/a WWW.SCI-HUB.ORG, THE LIBRARY GENESIS PROJECT d/b/a LIBGEN.ORG, ALEXANDRA ELBAKYAN, JOHN DOES 1-99,
Defendants.
Plaintiffs Elsevier Inc, Elsevier B.V., and Elsevier Ltd. (collectively “Elsevier”),
by their attorneys DeVore & DeMarco LLP, for their complaint against www.scihub.org,
www.libgen.org, Alexandra Elbakyan, and John Does 1-99 (collectively the “Defendants”),
allege as follows:
NATURE OF THE ACTION
1. This is a civil action seeking damages and injunctive relief for: (1) copyright infringement under the copyright laws of the United States (17 U.S.C. § 101 et seq.); and (2) violations of the Computer Fraud and Abuse Act, 18.U.S.C. § 1030, based upon Defendants’ unlawful access to, use, reproduction, and distribution of Elsevier’s copyrighted works. Defendants’ actions in this regard have caused and continue to cause irreparable injury to Elsevier and its publishing partners (including scholarly societies) for which it publishes certain journals.
1
Case 1:15-cv-04282-RWS Document 1 Filed 06/03/15 Page 2 of 16
PARTIES
2. Plaintiff Elsevier Inc. is a corporation organized under the laws of Delaware, with its principal place of business at 360 Park Avenue South, New York, New York 10010.
3. Plaintiff Elsevier B.V. is a corporation organized under the laws of the Netherlands, with its principal place of business at Radarweg 29, Amsterdam, 1043 NX, Netherlands.
4. Plaintiff Elsevier Ltd. is a corporation organized under the laws of the United Kingdom, with its principal place of business at 125 London Wall, EC2Y 5AS United Kingdom.
5. Upon information and belief, Defendant Sci-Hub is an individual or organization engaged in the operation of the website accessible at the URL “www.sci-hub.org,” and related subdomains, including but not limited to the subdomain “www.sciencedirect.com.sci-hub.org,”
www.elsevier.com.sci-hub.org,” “store.elsevier.com.sci-hub.org,” and various subdomains
incorporating the company and product names of other major global publishers (collectively with www.sci-hub.org the “Sci-Hub Website”). The sci-hub.org domain name is registered by
“Fundacion Private Whois,” located in Panama City, Panama, to an unknown registrant. As of
the date of this filing, the Sci-Hub Website is assigned the IP address 31.184.194.81. This IP address is part of a range of IP addresses assigned to Petersburg Internet Network Ltd., a webhosting company located in Saint Petersburg, Russia.
6. Upon information and belief, Defendant Library Genesis Project is an organization which operates an online repository of copyrighted materials accessible through the website located at the URL “libgen.org” as well as a number of other “mirror” websites
(collectively the “Libgen Domains”). The libgen.org domain is registered by “Whois Privacy
Corp.,” located at Ocean Centre, Montagu Foreshore, East Bay Street, Nassau, New Providence,
2
Case 1:15-cv-04282-RWS Document 1 Filed 06/03/15 Page 3 of 16
Bahamas, to an unknown registrant. As of the date of this filing, libgen.org is assigned the IP address 93.174.95.71. This IP address is part of a range of IP addresses assigned to Ecatel Ltd., a web-hosting company located in Amsterdam, the Netherlands.
7. The Libgen Domains include “elibgen.org,” “libgen.info,” “lib.estrorecollege.org,” and “bookfi.org.”
8. Upon information and belief, Defendant Alexandra Elbakyan is the principal owner and/or operator of Sci-Hub. Upon information and belief, Elbakyan is a resident of Almaty, Kazakhstan.
9. Elsevier is unaware of the true names and capacities of the individuals named as Does 1-99 in this Complaint (together with Alexandra Elbakyan, the “Individual Defendants”),
and their residence and citizenship is also unknown. Elsevier will amend its Complaint to allege the names, capacities, residence and citizenship of the Doe Defendants when their identities are learned.
10. Upon information and belief, the Individual Defendants are the owners and operators of numerous of websites, including Sci-Hub and the websites located at the various
Libgen Domains, and a number of e-mail addresses and accounts at issue in this case.
11. The Individual Defendants have participated, exercised control over, and benefited from the infringing conduct described herein, which has resulted in substantial harm to
the Plaintiffs.
JURISDICTION AND VENUE
12. This is a civil action arising from the Defendants’ violations of the copyright laws of the United States (17 U.S.C. § 101 et seq.) and the Computer Fraud and Abuse Act (“CFAA”),
3
Case 1:15-cv-04282-RWS Document 1 Filed 06/03/15 Page 4 of 16
18.U.S.C. § 1030. Therefore, the Court has subject matter jurisdiction over this action pursuant to 28 U.S.C. § 1331.
13. Upon information and belief, the Individual Defendants own and operate computers and Internet websites and engage in conduct that injures Plaintiff in this district, while
also utilizing instrumentalities located in the Southern District of New York to carry out the acts complained of herein.
14. Defendants have affirmatively directed actions at the Southern District of New York by utilizing computer servers located in the District without authorization and by
unlawfully obtaining access credentials belonging to individuals and entities located in the
District, in order to unlawfully access, copy, and distribute Elsevier's copyrighted materials
which are stored on Elsevier’s ScienceDirect platform.
15.
Defendants have committed the acts complained of herein through unauthorized
access to Plaintiffs’ copyrighted materials which are stored and maintained on computer servers
located in the Southern District of New York.
16.
Defendants have undertaken the acts complained of herein with knowledge that
such acts would cause harm to Plaintiffs and their customers in both the Southern District of
New York and elsewhere. Defendants have caused the Plaintiff injury while deriving revenue
from interstate or international commerce by committing the acts complained of herein.
Therefore, this Court has personal jurisdiction over Defendants.
17.
Venue in this District is proper under 28 U.S.C. § 1391(b) because a substantial
part of the events giving rise to Plaintiffs’ claims occurred in this District and because the
property that is the subject of Plaintiffs’ claims is situated in this District.
4
Case 1:15-cv-04282-RWS Document 1 Filed 06/03/15 Page 5 of 16
FACTUAL ALLEGATIONS
Elsevier’s Copyrights in Publications on ScienceDirect
18.
Elsevier is a world leading provider of professional information solutions in the
Science, Medical, and Health sectors. Elsevier publishes, markets, sells, and licenses academic
textbooks, journals, and examinations in the fields of science, medicine, and health. The
majority of Elsevier’s institutional customers are universities, governmental entities, educational
institutions, and hospitals that purchase physical and electronic copies of Elsevier’s products and
access to Elsevier’s digital libraries. Elsevier distributes its scientific journal articles and book
chapters electronically via its proprietary subscription database “ScienceDirect”
(www.sciencedirect.com). In most cases, Elsevier holds the copyright and/or exclusive
distribution rights to the works available through ScienceDirect. In addition, Elsevier holds
trademark rights in “Elsevier,” “ScienceDirect,” and several other related trade names.
19.
The ScienceDirect database is home to almost one-quarter of the world's peer-
reviewed, full-text scientific, technical and medical content. The ScienceDirect service features
sophisticated search and retrieval tools for students and professionals which facilitates access to
over 10 million copyrighted publications. More than 15 million researchers, health care
professionals, teachers, students, and information professionals around the globe rely on
ScienceDirect as a trusted source of nearly 2,500 journals and more than 26,000 book titles.
20.
Authorized users are provided access to the ScienceDirect platform by way of
non-exclusive, non-transferable subscriptions between Elsevier and its institutional customers.
According to the terms and conditions of these subscriptions, authorized users of ScienceDirect
must be users affiliated with the subscriber (e.g., full-time and part-time students, faculty, staff
5
Case 1:15-cv-04282-RWS Document 1 Filed 06/03/15 Page 6 of 16
and researchers of subscriber universities and individuals using computer terminals within the
library facilities at the subscriber for personal research, education or other non-corporate use.)
21.
A substantial portion of American research universities maintain active
subscriptions to ScienceDirect. These subscriptions, under license, allow the universities to
provide their faculty and students access to the copyrighted works within the ScienceDirect
database.
22.
Elsevier stores and maintains the copyrighted material available in ScienceDirect
on servers owned and operated by a third party whose servers are located in the Southern District
of New York and elsewhere. In order to optimize performance, these third-party servers
collectively operate as a distributed network which serves cached copies of Elsevier’s
copyrighted materials by way of particular servers that are geographically close to the user. For
example, a user that accesses ScienceDirect from a University located in the Southern District of
New York will likely be served that content from a server physically located in the District.
Authentication of Authorized University ScienceDirect Users
23.
Elsevier maintains the integrity and security of the copyrighted works accessible
on ScienceDirect by allowing only authenticated users access to the platform. Elsevier
authenticates educational users who access ScienceDirect through their affiliated university’s
subscription by verifying that they are able to access ScienceDirect from a computer system or
network previously identified as belonging to a subscribing university.
24.
Elsevier does not track individual educational users’ access to ScienceDirect.
Instead, Elsevier verifies only that the user has authenticated access to a subscribing university.
25.
Once an educational user authenticates his computer with ScienceDirect on a
university network, that computer is permitted access to ScienceDirect for a limited amount of
6
Case 1:15-cv-04282-RWS Document 1 Filed 06/03/15 Page 7 of 16
time without re-authenticating. For example, a student could access ScienceDirect from their
laptop while sitting in a university library, then continue to access ScienceDirect using that
laptop from their dorm room later that day. After a specified period of time has passed, however,
a user will have to re-authenticate his or her computer’s access to ScienceDirect by connecting to
the platform through a university network.
26.
As a matter of practice, educational users access university networks, and thereby
authenticate their computers with ScienceDirect, primarily through one of two methods. First,
the user may be physically connected to a university network, for example by taking their
computer to the university’s library. Second, the user may connect remotely to the university’s
network using a proxy connection. Universities offer proxy connections to their students and
faculty so that those users may access university computing resources – including access to
research databases such as ScienceDirect – from remote locations which are unaffiliated with the
university. This practice facilitates the use of ScienceDirect by students and faculty while they
are at home, travelling, or otherwise off-campus.
Defendants’ Unauthorized Access to University Proxy Networks to Facilitate Copyright
Infringement
27.
Upon information and belief, Defendants are reproducing and distributing
unauthorized copies of Elsevier’s copyrighted materials, unlawfully obtained from
ScienceDirect, through Sci-Hub and through various websites affiliated with the Library Genesis
Project. Specifically, Defendants utilize their websites located at sci-hub.org and at the Libgen
Domains to operate an international network of piracy and copyright infringement by
circumventing legal and authorized means of access to the ScienceDirect database. Defendants’
piracy is supported by the persistent intrusion and unauthorized access to the computer networks
7
Case 1:15-cv-04282-RWS Document 1 Filed 06/03/15 Page 8 of 16
of Elsevier and its institutional subscribers, including universities located in the Southern District
of New York.
28.
Upon information and belief, Defendants have unlawfully obtained and continue
to unlawfully obtain student or faculty access credentials which permit proxy connections to
universities which subscribe to ScienceDirect, and use these credentials to gain unauthorized
access to ScienceDirect.
29.
Upon information and belief, Defendants have used and continue to use such
access credentials to authenticate access to ScienceDirect and, subsequently, to obtain
copyrighted scientific journal articles therefrom without valid authorization.
30.
The Sci-Hub website requires user interaction in order to facilitate its illegal
copyright infringement scheme. Specifically, before a Sci-Hub user can obtain access to
copyrighted scholarly journals, articles, and books that are maintained by ScienceDirect, he must
first perform a search on the Sci-Hub page. A Sci-Hub user may search for content using either
(a) a general keyword-based search, or (b) a journal, article or book identifier (such as a Digital
Object Identifier, PubMed Identifier, or the source URL).
31.
When a user performs a keyword search on Sci-Hub, the website returns a proxied
version of search results from the Google Scholar search database. 1 When a user selects one of
the search results, if the requested content is not available from the Library Genesis Project, SciHub unlawfully retrieves the content from ScienceDirect using the access previously obtained.
Sci-Hub then provides a copy of that article to the requesting user, typically in PDF format. If,
however, the requested content can be found in the Library Genesis Project repository, upon
1
Google Scholar provides its users the capability to search for scholarly literature, but does not provide the
full text of copyrighted scientific journal articles accessible through paid subscription services such as
ScienceDirect. Instead, Google Scholar provides bibliographic information concerning such articles along with a
link to the platform through which the article may be purchased or accessed by a subscriber.
8
Case 1:15-cv-04282-RWS Document 1 Filed 06/03/15 Page 9 of 16
information and belief, Sci-Hub obtains the content from the Library Genesis Project repository
and provides that content to the user.
32.
When a user searches on Sci-Hub for an article available on ScienceDirect using a
journal or article identifier, the user is redirected to a proxied version of the ScienceDirect page
where the user can download the requested article at no cost. Upon information and belief, SciHub facilitates this infringing conduct by using unlawfully-obtained access credentials to
university proxy servers to establish remote access to ScienceDirect through those proxy servers.
If, however, the requested content can be found in the Library Genesis Project repository, upon
information and belief, Sci-Hub obtains the content from it and provides it to the user.
33.
Upon information and belief, Sci-Hub engages in no other activity other than the
illegal reproduction and distribution of digital copies of Elsevier’s copyrighted works and the
copyrighted works of other publishers, and the encouragement, inducement, and material
contribution to the infringement of the copyrights of those works by third parties – i.e., the users
of the Sci-Hub website.
34.
Upon information and belief, in addition to the blatant and rampant infringement
of Elsevier’s copyrights as described above, the Defendants have also used the Sci-Hub website
to earn revenue from the piracy of copyrighted materials from ScienceDirect. Sci-Hub has at
various times accepted funds through a variety of payment processors, including PayPal,
Yandex, WebMoney, QiQi, and Bitcoin.
Sci-Hub’s Use of the Library Genesis Project as a Repository for Unlawfully-Obtained
Scientific Journal Articles and Books
35.
Upon information and belief, when Sci-Hub pirates and downloads an article from
ScienceDirect in response to a user request, in addition to providing a copy of that article to that
user, Sci-Hub also provides a duplicate copy to the Library Genesis Project, which stores the
9
Case 1:15-cv-04282-RWS Document 1 Filed 06/03/15 Page 10 of 16
article in a database accessible through the Internet. Upon information and belief, the Library
Genesis Project is designed to be a permanent repository of this and other illegally obtained
content.
36.
Upon information and belief, in the event that a Sci-Hub user requests an article
which has already been provided to the Library Genesis Project, Sci-Hub may provide that user
access to a copy provided by the Library Genesis Project rather than re-download an additional
copy of the article from ScienceDirect. As a result, Defendants Sci-Hub and Library Genesis
Project act in concert to engage in a scheme designed to facilitate the unauthorized access to and
wholesale distribution of Elsevier’s copyrighted works legitimately available on the
ScienceDirect platform.
The Library Genesis Project’s Unlawful Distribution of Plaintiff’s Copyrighted Works
37.
Access to the Library Genesis Project’s repository is facilitated by the website
“libgen.org,” which provides its users the ability to search, download content from, and upload
content to, the repository. The main page of libgen.org allows its users to perform searches in
various categories, including “LibGen (Sci-Tech),” and “Scientific articles.” In addition to
searching by keyword, users may also search for specific content by various other fields,
including title, author, periodical, publisher, or ISBN or DOI number.
38.
The libgen.org website indicates that the Library Genesis Project repository
contains approximately 1 million “Sci-Tech” documents and 40 million scientific articles. Upon
information and belief, the large majority of these works is subject to copyright protection and is
being distributed through the Library Genesis Project without the permission of the applicable
rights-holder. Upon information and belief, the Library Genesis Project serves primarily, if not
10
Case 1:15-cv-04282-RWS Document 1 Filed 06/03/15 Page 11 of 16
exclusively, as a scheme to violate the intellectual property rights of the owners of millions of
copyrighted works.
39.
Upon information and belief, Elsevier owns the copyrights in a substantial
number of copyrighted materials made available for distribution through the Library Genesis
Project. Elsevier has not authorized the Library Genesis Project or any of the Defendants to
copy, display, or distribute through any of the complained of websites any of the content stored
on ScienceDirect to which it holds the copyright. Among the works infringed by the Library
Genesis Project are the “Guyton and Hall Textbook of Medical Physiology,” and the article “The
Varus Ankle and Instability” (published in Elsevier’s journal “Foot and Ankle Clinics of North
America”), each of which is protected by Elsevier’s federally-registered copyrights.
40.
In addition to the Library Genesis Project website accessible at libgen.org, users
may access the Library Genesis Project repository through a number of “mirror” sites accessible
through other URLs. These mirror sites are similar, if not identical, in functionality to
libgen.org. Specifically, the mirror sites allow their users to search and download materials from
the Library Genesis Project repository.
FIRST CLAIM FOR RELIEF
(Direct Infringement of Copyright)
41.
Elsevier incorporates by reference the allegations contained in paragraphs 1-40
42.
Elsevier’s copyright rights and exclusive distribution rights to the works available
above.
on ScienceDirect (the “Works”) are valid and enforceable.
43.
Defendants have infringed on Elsevier’s copyright rights to these Works by
knowingly and intentionally reproducing and distributing these Works without authorization.
11
Case 1:15-cv-04282-RWS Document 1 Filed 06/03/15 Page 12 of 16
44.
The acts of infringement described herein have been willful, intentional, and
purposeful, in disregard of and indifferent to Plaintiffs’ rights.
45.
Without authorization from Elsevier, or right under law, Defendants are directly
liable for infringing Elsevier’s copyrighted Works pursuant to 17 U.S.C. §§ 106(1) and/or (3).
46.
As a direct result of Defendants’ actions, Elsevier has suffered and continues to
suffer irreparable harm for which Elsevier has no adequate remedy at law, and which will
continue unless Defendants’ actions are enjoined.
47.
Elsevier seeks injunctive relief and costs and damages in an amount to be proven
at trial.
SECOND CLAIM FOR RELIEF
(Secondary Infringement of Copyright)
48.
Elsevier incorporates by reference the allegations contained in paragraphs 1-40
49.
Elsevier’s copyright rights and exclusive distribution rights to the works available
above.
on ScienceDirect (the “Works”) are valid and enforceable.
50.
Defendants have infringed on Elsevier’s copyright rights to these Works by
knowingly and intentionally reproducing and distributing these Works without license or other
authorization.
51.
Upon information and belief, Defendants intentionally induced, encouraged, and
materially contributed to the reproduction and distribution of these Works by third party users of
websites operated by Defendants.
52.
The acts of infringement described herein have been willful, intentional, and
purposeful, in disregard of and indifferent to Elsevier’s rights.
12
Case 1:15-cv-04282-RWS Document 1 Filed 06/03/15 Page 13 of 16
53.
Without authorization from Elsevier, or right under law, Defendants are directly
liable for third parties’ infringement of Elsevier’s copyrighted Works pursuant to 17 U.S.C. §§
106(1) and/or (3).
54.
Upon information and belief, Defendants profited from third parties’ direct
infringement of Elsevier’s Works.
55.
Defendants had the right and the ability to supervise and control their websites
and the third party infringing activities described herein.
56.
As a direct result of Defendants’ actions, Elsevier has suffered and continues to
suffer irreparable harm for which Elsevier has no adequate remedy at law, and which will
continue unless Defendants’ actions are enjoined.
57.
Elsevier seeks injunctive relief and costs and damages in an amount to be proven
at trial.
THIRD CLAIM FOR RELIEF
(Violation of the Computer Fraud & Abuse Act)
58.
Elsevier incorporates by reference the allegations contained in paragraphs 1-40
59.
Elsevier’s computers and servers, the third-party computers and servers which
above.
store and maintain Elsevier’s copyrighted works for ScienceDirect, and Elsevier’s customers’
computers and servers which facilitate access to Elsevier’s copyrighted works on ScienceDirect,
are all “protected computers” under the Computer Fraud and Abuse Act (“CFAA”).
60.
Defendants (a) knowingly and intentionally accessed such protected computers
without authorization and thereby obtained information from the protected computers in a
transaction involving an interstate or foreign communication (18 U.S.C. § 1030(a)(2)(C)); and
(b) knowingly and with an intent to defraud accessed such protected computers without
13
Case 1:15-cv-04282-RWS Document 1 Filed 06/03/15 Page 14 of 16
authorization and obtained information from such computers, which Defendants used to further
the fraud and obtain something of value (18 U.S.C. § 1030(a)(4)).
61.
Defendants’ conduct has caused, and continues to cause, significant and
irreparable damages and loss to Elsevier.
62.
Defendants’ conduct has caused a loss to Elsevier during a one-year period
aggregating at least $5,000.
63.
As a direct result of Defendants’ actions, Elsevier has suffered and continues to
suffer irreparable harm for which Elsevier has no adequate remedy at law, and which will
continue unless Defendants’ actions are enjoined.
64.
Elsevier seeks injunctive relief, as well as costs and damages in an amount to be
proven at trial.
PRAYER FOR RELIEF
WHEREFORE, Elsevier respectfully requests that the Court:
A. Enter preliminary and permanent injunctions, enjoining and prohibiting Defendants,
their officers, directors, principals, agents, servants, employees, successors and
assigns, and all persons and entities in active concert or participation with them, from
engaging in any of the activity complained of herein or from causing any of the injury
complained of herein and from assisting, aiding, or abetting any other person or
business entity in engaging in or performing any of the activity complained of herein
or from causing any of the injury complained of herein;
B. Enter an order that, upon Elsevier’s request, those in privity with Defendants and
those with notice of the injunction, including any Internet search engines, Web
Hosting and Internet Service Providers, domain-name registrars, and domain name
14
Case 1:15-cv-04282-RWS Document 1 Filed 06/03/15 Page 15 of 16
registries or their administrators that are provided with notice of the injunction, cease
facilitating access to any or all domain names and websites through which Defendants
engage in any of the activity complained of herein;
C. Enter an order that, upon Elsevier’s request, those organizations which have
registered Defendants’ domain names on behalf of Defendants shall disclose
immediately to Plaintiffs all information in their possession concerning the identity of
the operator or registrant of such domain names and of any bank accounts or financial
accounts owned or used by such operator or registrant;
D. Enter an order that, upon Elsevier’s request, the TLD Registries for the Defendants’
websites, or their administrators, shall place the domain names on
registryHold/serverHold as well as serverUpdate, ServerDelete, and serverTransfer
prohibited statuses, for the remainder of the registration period for any such website.
E. Enter an order canceling or deleting, or, at Elsevier’s election, transferring the domain
name registrations used by Defendants to engage in the activity complained of herein
to Elsevier’s control so that they may no longer be used for illegal purposes;
F. Enter an order awarding Elsevier its actual damages incurred as a result of
Defendants’ infringement of Elsevier’s copyright rights in the Works and all profits
Defendant realized as a result of its acts of infringement, in amounts to be determined
at trial; or in the alternative, awarding Elsevier, pursuant to 17 U.S.C. § 504, statutory
damages for the acts of infringement committed by Defendants, enhanced to reflect
the willful nature of the Defendants’ infringement;
G. Enter an order disgorging Defendants’ profits;
15
Case 1:15-cv-04282-RWS Document 1 Filed 06/03/15 Page 16 of 16
Mattern
Making Knowledge Available
2018
# Making Knowledge Available
## The media of generous scholarship
[Shannon Mattern](http://www.publicseminar.org/author/smattern/ "Posts by
Shannon Mattern") -- [March 22, 2018](http://www.publicseminar.org/2018/03
/making-knowledge-available/ "Permalink to Making Knowledge Available")
[__](http://www.facebook.com/sharer.php?u=http%3A%2F%2Fwww.publicseminar.org%2F2018%2F03
%2Fmaking-knowledge-available%2F&t=Making+Knowledge+Available "Share on
Facebook")[__](https://twitter.com/home?status=Making+Knowledge+Available+http%3A%2F%2Fwww.publicseminar.org%2F2018%2F03
%2Fmaking-knowledge-available%2F "Share on
Twitter")[__](https://plus.google.com/share?url=http%3A%2F%2Fwww.publicseminar.org%2F2018%2F03
%2Fmaking-knowledge-available%2F "Share on
Google+")[__](http://pinterest.com/pin/create/button/?url=http%3A%2F%2Fwww.publicseminar.org%2F2018%2F03
%2Fmaking-knowledge-available%2F&media=http://www.publicseminar.org/wp-
content/uploads/2018/03/6749000895_ea0145ed2d_o-150x150.jpg&description=Making
Knowledge Available "Share on Pinterest")
A few weeks ago, shortly after reading that Elsevier, the world’s largest
academic publisher, had made over €1 billion in profit in 2017, I received
notice of a new journal issue on decolonization and media.* “Decolonization”
denotes the dismantling of imperialism, the overturning of systems of
domination, and the founding of new political orders. Recalling Achille
Mbembe’s exhortation that we seek to decolonize our knowledge production
practices and institutions, I looked forward to exploring this new collection
of liberated learning online – amidst that borderless ethereal terrain where
information just wants to be free. (…Not really.)
Instead, I encountered a gate whose keeper sought to extract a hefty toll: $42
to rent a single article for the day, or $153 to borrow it for the month. The
keeper of that particular gate, mega-publisher Taylor & Francis, like the
keepers of many other epistemic gates, has found toll-collecting to be quite a
profitable business. Some of the largest academic publishers have, in recent
years, achieved profit margins of nearly 40%, higher than those of Apple and
Google. Granted, I had access to an academic library and an InterLibrary Loan
network that would help me to circumvent the barriers – yet I was also aware
of just how much those libraries were paying for that access on my behalf; and
of all the un-affiliated readers, equally interested and invested in
decolonization, who had no academic librarians to serve as their liaisons.
I’ve found myself standing before similar gates in similar provinces of
paradox: the scholarly book on “open data” that sells for well over $100; the
conference on democratizing the “smart city,” where tickets sell for ten times
as much. Librarian Ruth Tillman was [struck with “acute irony
poisoning”](https://twitter.com/ruthbrarian/status/932701152839454720) when
she encountered a costly article on rent-seeking and value-grabbing in a
journal of capitalism and socialism, which was itself rentable by the month
for a little over $900.
We’re certainly not the first to acknowledge the paradox. For decades, many
have been advocating for open-access publishing, authors have been campaigning
for less restrictive publishing agreements, and librarians have been
negotiating with publishers over exorbitant subscription fees. That fight
continues: in mid-February, over 100 libraries in the UK and Ireland
[submitted a letter](https://www.sconul.ac.uk/page/open-letter-to-the-
management-of-the-publisher-taylor-francis) to Taylor & Francis protesting
their plan to lock up content more than 20 years old and sell it as a separate
package.
My coterminous discoveries of Elsevier’s profit and that decolonization-
behind-a-paywall once again highlighted the ideological ironies of academic
publishing, prompting me to [tweet
something](https://twitter.com/shannonmattern/status/969418644240420865) half-
baked about academics perhaps giving a bit more thought to whether the
politics of their publishing _venues_ – their media of dissemination –
matched the politics they’re arguing for in their research. Maybe, I proposed,
we aren’t serving either ourselves or our readers very well by advocating for
social justice or “the commons” – or sharing progressive research on labor
politics and care work and the elitism of academic conventions – in journals
that extract huge profits from free labor and exploitative contracts and fees.
Despite my attempt to drown my “call to action” in a swamp of rhetorical
conditionals – “maybe” I was “kind-of” hedging “just a bit”? – several folks
quickly, and constructively, pointed out some missing nuances in my tweet.
[Librarian and LIS scholar Emily Drabinski
noted](https://twitter.com/edrabinski/status/969629307147563008) the dangers
of suggesting that individual “bad actors” are to blame for the hypocrisies
and injustices of a broken system – a system that includes authors, yes, but
also publishers of various ideological orientations, libraries, university
administrations, faculty review committees, hiring committees, accreditors,
and so forth.
And those authors are not a uniform group. Several junior scholars replied to
say that they think _a lot_ about the power dynamics of academic publishing
(many were “hazed,” at an early age, into the [Impact
Factor](https://en.wikipedia.org/wiki/Impact_factor) Olympics, encouraged to
obsessively count citations and measure “prestige”). They expressed a desire
to experiment with new modes and media of dissemination, but lamented that
they had to bracket their ethical concerns and aesthetic aspirations. Because
tenure. Open-access publications, and more-creative-but-less-prestigious
venues, “don’t count.” Senior scholars chimed in, too, to acknowledge that
scholars often publish in different venues at different times for different
purposes to reach different audiences (I’d add, as well, that some
conversations need to happen in enclosed, if not paywalled, environments
because “openness” can cultivate dangerous vulnerabilities). Some also
concluded that, if we want to make “open access” and public scholarship – like
that featured in _Public Seminar_ – “count,” we’re in for a long battle: one
that’s best waged within big professional scholarly associations. Even then,
there’s so much entrenched convention – so many naturalized metrics and
administrative structures and cultural habits – that we’re kind-of stuck with
these rentier publishers (to elevate the ingrained irony: in August 2017,
Elsevier acquired bepress, an open-access digital repository used by many
academic institutions). They need our content and labor, which we willing give
away for free, because we need their validation even more.
All this is true. Still, I’d prefer to think that we _can_ actually resist
rentierism, reform our intellectual infrastructures, and maybe even make some
progress in “decolonizing” the institution over the next years and decades. As
a mid-career scholar, I’d like to believe that my peers and I, in
collaboration with our junior colleagues and colleagues-to-be, can espouse new
values – which include attention to the political, ethical, and even aesthetic
dimensions of the means and _media_ through which we do our scholarship – in
our search committees, faculty reviews, and juries. Change _can_ happen at
the local level; one progressive committee can set an example for another, and
one college can do the same. Change can take root at the mega-institutional
scale, too. Several professional organizations, like the Modern Language
Association and many scientific associations, have developed policies and
practices to validate open-access publishing. We can look, for example, to the
[MLA Commons](https://mla.hcommons.org/) and the [Manifold publishing
platform](https://manifold.umn.edu/). We can also look to Germany, where a
nationwide consortium of libraries, universities, and research institutes has
been battling Elsevier since 2016 over their subscription and access policies.
Librarians have long been advocates for ethical publishing, and [as Drabinski
explains](https://crln.acrl.org/index.php/crlnews/article/view/9568/10924),
they’re equipped to consult with scholars and scholarly organizations about
the publication media and platforms that best reinforce their core values.
Those values are the chief concern of the [HuMetricsHSS
initiative](http://humetricshss.org/about-2/), which is imagining a “more
humane,” values-based framework for evaluating scholarly work.
We also need to acknowledge the work of those who’ve been advocating for
similar ideals – and working toward a more ethically reflective publishing
culture – for years. Let’s consider some examples from the humanities and
social sciences – like the path-breaking [Institute for the Future of the
Book](http://www.futureofthebook.org/), which provided the platform where my
colleague McKenzie Wark publicly edited his [ _Gamer
Theory_](http://futureofthebook.org/gamertheory2.0/) back in 2006. Wark’s book
began online and became a print book, published by Harvard. Several
institutions – MIT; [Minnesota](https://www.upress.umn.edu/book-
division/series/forerunners-ideas-first); [Columbia’s Graduate School of
Architecture, Planning, and Preservation
](https://www.arch.columbia.edu/books)(whose publishing unit is led by a New
School alum, James Graham, who also happens to be a former thesis advisee);
Harvard’s [Graduate School of Design
](http://www.gsd.harvard.edu/publications/)and
[metaLab](http://www.hup.harvard.edu/collection.php?cpk=2006); and The New
School’s own [Vera List Center
](http://www.veralistcenter.org/engage/publications/1993/entry-pointsthe-vera-
list-center-field-guide-on-art-and-social-justice-no-1/)– have been
experimenting with the printed book. And individual scholars and
practitioners, like Nick Sousanis, who [published his
dissertation](http://www.hup.harvard.edu/catalog.php?isbn=9780674744431) as a
graphic novel, regard the bibliographic form as integral to their arguments.
Kathleen Fitzpatrick has also been a vibrant force for change, through her
work with the [MediaCommons](http://mediacommons.futureofthebook.org/) digital
scholarly network, her two [open-review ](http://www.plannedobsolescence.net
/peer-to-peer-review-and-its-aporias/)books, and [her
advocacy](http://www.plannedobsolescence.net/evolving-standards-and-practices-
in-tenure-and-promotion-reviews/) for more flexible, more thoughtful faculty
review standards. Her new manuscript, _Generous Thinking_ , which lives up to
its name, proposes [public intellectualism
](https://generousthinking.hcommons.org/4-working-in-public/public-
intellectuals/)as one such generous practice and advocates for [its positive
valuation](https://generousthinking.hcommons.org/5-the-university/) within the
academy. “What would be required,” she asks, “for the university to begin
letting go of the notion of prestige and of the competition that creates it in
order to begin aligning its personnel processes with its deepest values?” Such
a realignment, I want to emphasize, need not mean a reduction in rigor, as
some have worried; we can still have standards, while insisting that they
correspond to our values. USC’s Tara McPherson has modeled generous and
careful scholarship through her own work and her collaborations in developing
the [Vectors](http://vectors.usc.edu/issues/index.php?issue=7) and
[Scalar](https://scalar.me/anvc/scalar/) publishing platforms, which launched
in 2005 and 2013, respectively. _Public Seminar_ is [part of that long
tradition](http://www.publicseminar.org/2017/09/the-life-of-the-mind-online/),
too.
Individual scholars – particularly those who enjoy some measure of security –
can model a different pathway and advocate for a more sane, sustainable, and
inclusive publication and review system. Rather than blaming the “bad actors”
for making bad choices and perpetuating a flawed system, let’s instead
incentive the good ones to practice generosity.
In that spirit, I’d like to close by offering a passage I included in my own
promotion dossier, where I justified my choice to prioritize public
scholarship over traditional peer-reviewed venues. I aimed here to make my
values explicit. While I won’t know the outcome of my review for a few months,
and thus I can’t say whether or not this passage successfully served its
rhetorical purpose, I do hope I’ve convincingly argued here that, in
researching media and technology, one should also think critically about the
media one chooses to make that research public. I share this in the hope that
it’ll be useful to others preparing for their own job searches and faculty
reviews, or negotiating their own politics of practice. The passage is below.
* * *
…[A] concern with public knowledge infrastructures has… informed my choice of
venues for publication. Particularly since receiving tenure I’ve become much
more attuned to publication platforms themselves as knowledge infrastructures.
I’ve actively sought out venues whose operational values match the values I
espouse in my research – openness and accessibility (and, equally important,
good design!) – as well as those that The New School embraces through its
commitment to public scholarship and civic engagement. Thus, I’ve steered away
from those peer-reviewed publications that are secured behind paywalls and
rely on uncompensated editorial labor while their parent companies uphold
exploitative copyright policies and charge exorbitant subscription fees. I’ve
focused instead on open-access venues. Most of my articles are freely
available online, and even my 2015 book, _Deep Mapping the Media City_ ,
published by the University of Minnesota Press, has been made available
through the Mellon Foundation-funded Manifold open-access publishing platform.
In those cases in which I have been asked to contribute work to a restricted
peer-reviewed journal or costly edited volume, I’ve often negotiated with the
publisher to allow me to “pre-print” my work as an article in an open-access
online venue, or to preview an un-edited copy.
I’ve been invited to address the ethics and epistemologies of scholarly
publishing and pedagogical platforms in a variety of venues, A, B, C, D, and
E. I also often chat with graduate students and junior scholars about their
own “publication politics” and appropriate venues for their work, and I review
their prospectuses and manuscripts.
The most personally rewarding and professionally valuable publishing
experience of my post-tenure career has been my collaboration with _Places
Journal_ , a highly regarded non-profit, university-supported, open-access
venue for public scholarship on landscape, architecture, urbanism. After
having written thirteen (fifteen by Fall 2017) long-form pieces for _Places_
since 2012, I’ve effectively assumed their “urban data and mediated spaces”
beat. I work with paid, professional editors who care not only about subject
matter – they’re just as much domain experts as any academic peer reviewer
I’ve encountered – but also about clarity and style and visual presentation.
My research and writing process for _Places_ is no less time- and labor-
intensive, and the editorial process is no less rigorous, than would be
required for a traditional academic publication, but _Places_ allows my work
to reach a global, interdisciplinary audience in a timely manner, via a
smartly designed platform that allows for rich illustration. This public
scholarship has a different “impact” than pay-walled publications in prestige
journals. Yet the response to my work on social media, the number of citations
it’s received (in both scholarly and popular literature), and the number of
invitations it’s generated, suggest the significant, if incalculable, value of
such alternative infrastructures for academic publishing. By making my work
open and accessible, I’ve still managed to meet many of the prestige- and
scarcity-driven markers of academic excellence (for more on my work’s impact,
see Appendix A).
_* I’ve altered some details so as to avoid sanctioning particular editors or
authors._
_Shannon Mattern is Associate Professor of Media Studies at The New School and
author of numerous books with University of Minnesota Press. Find her on
twitter[@shannonmattern](http://www.twitter.com/shannonmattern)._