cataloguing in Bodo 2014


Bodo
A Short History of the Russian Digital Shadow Libraries
2014


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A short history of the Russian digital shadow libraries
Balazs Bodo, Institute for Information Law, University of Amsterdam

“What I see as a consequence of the free educational book distribution: in decades generations of people
everywhere in the World will grow with the access to the best explained scientific texts of all times.
[…]The quality and accessibility of education to poors will drastically grow too. Frankly, I'm seeing this as
the only way to naturally improve mankind: by breeding people with all the information given to them at
any time.” – Anonymous admin of Aleph, explaining the reason d’étre of the site

Abstract
RuNet, the Russian segment of the internet is now the home of the most comprehensive scientific pirate
libraries on the net. These sites offer free access to hundreds of thousands of books and millions of
journal articles. In this contribution we try to understand the factors that led to the development of
these sites, and the sociocultural and legal conditions that enable them to operate under hostile legal
and political conditions. Through the reconstruction of the micro-histories of peer produced online text
collections that played a central role in the history of RuNet, we are able to link the formal and informal
support for these sites to the specific conditions developed under the Soviet and post Soviet times.

(pirate) libraries on the net
The digitization and collection of texts was one of the very first activities enabled by computers. Project
Gutenberg, the first in line of digital libraries was established as early as 1971. By the early nineties, a
number of online electronic text archives emerged, all hoping to finally realize the dream that was
chased by humans every since the first library: the collection of everything (Battles, 2004), the Memex
(Bush, 1945), the Mundaneum (Rieusset-Lemarié, 1997), the Library of Babel (Borges, 1998). It did not
take long to realize that the dream was still beyond reach: the information storage and retrieval
technology might have been ready, but copyright law, for the foreseeable future was not. Copyright
protection and enforcement slowly became one of the most crucial issues around digital technologies.

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Electronic copy available at: http://ssrn.com/abstract=2616631

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And as that happened, the texts, which were archived without authorization were purged from the
budding digital collections. Those that survived complete deletion were moved into the dark, locked
down sections of digital libraries that sometimes still lurk behind the law-abiding public façades. Hopes
for a universal digital library can be built was lost in just a few short years as those who tried it (such as
Google or Hathitrust) got bogged down in endless court battles.
There are unauthorized texts collections circulating on channels less susceptible to enforcement, such as
DVDs, torrents, or IRC channels. But the technical conditions of these distribution channels do not enable
the development of a library. Two of the most essential attributes of any proper library: the catalogue
and the community are hard to provide on such channels. The catalog doesn’t just organize the
knowledge stored in the collection; it is not just a tool of searching and browsing. It is a critical
component in the organization of the community of “librarians” who preserve and nourish the
collection. The catalog is what distinguishes an unstructured heap of computer files from a wellmaintained library, but it is the same catalog, which makes shadow libraries, unauthorized texts
collections an easy target of law enforcement. Those few digital online libraries that dare to provide
unauthorized access to texts in an organized manner, such as textz.org, a*.org, monoskop or Gigapedia/
library.nu, all had their bad experiences with law enforcement and rights holder dismay.
Of these pirate libraries, Gigapedia—later called Library.nu—was the largest at the turn of the 2010’s. At
its peak, it was several orders of magnitudes bigger than its peers, offering access to nearly a million
English language documents. It was not just size that made Gigapedia unique. Unlike most sites, it
moved beyond its initial specialization in scientific texts to incorporate a wide range of academic
disciplines. Compared to its peers, it also had a highly developed central metadata database, which
contained bibliographic details on the collection and also, significantly, on gaps in the collection, which
underpinned a process of actively solicited contributions from users. With the ubiquitous
scanner/copiers, the production of book scans was as easy as copying them, thus the collection grew
rapidly.
Gigapedia’s massive catalog made the site popular, which in turn made it a target. In early 2012, a group
of 17 publishers was granted an injunction against the site (now called Library.nu; and against iFile.it—
the hosting site that stored most of Library.nu’s content). Unlike the record and movie companies,
which had collaborated on dozens of lawsuits over the past decade, the Library.nu injunction and lawsuit
were the first coordinated publisher actions against a major file-sharing site, and the first to involve
major university publishers in particular. Under the injunction, the Library.nu adminstrators closed the
site. The collection disappeared and the community around it dispersed. (Liang, 2012)
Gigapedia’s collection was integrated into Aleph’s predominantly Russian language collection before the
shutdown, making Aleph the natural successor of Gigapedia/library.nu.

Libraries in the RuNet

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Electronic copy available at: http://ssrn.com/abstract=2616631

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The search soon zeroed in on a number of sites with strong hints to their Russian origins. Sites like Aleph,
[sc], [fi], [os] are open, completely free to use, and each offers access to a catalog comparable to the late
Gigapedia’s.
The similarity of these seemingly distinct services is no coincidence. These sites constitute a tightly knit
network, in which Aleph occupies the central position. Aleph, as its name suggests, is the source library,
it aims to seed of all scientific digital libraries on the net. Its mission is simple and straightforward. It
collects free-floating scientific texts and other collections from the Internet and consolidates them (both
content and metadata) into a single, open database. Though ordinary users can search the catalog and
retrieve the texts, its main focus is the distribution of the catalog and the collection to anyone who
wants to build services upon them. Aleph has regularly updated links that point to its own, neatly packed
source code, its database dump, and to the terabytes worth of collection. It is a knowledge infrastructure
that can be freely accessed, used and built upon by anyone. This radical openness enables a number of
other pirate libraries to offer Aleph’s catalogue along with books coming from other sources. By
mirroring Aleph they take over tasks that the administrators of Aleph are unprepared or unwilling to do.
Handling much of the actual download traffic they relieve Aleph from the unavoidable investment in
servers and bandwidth, which, in turn puts less pressure on Aleph to engage in commercial activities to
finance its operation. While Aleph stays in the background, the network of mirrors compete for
attention, users and advertising revenue as their design, business model, technical sophistication is finetuned to the profile of their intended target audience.
This strategy of creating an open infrastructure serves Aleph well. It ensures the widespread distribution
of books while it minimizes (legal) exposure. By relinquishing control, Aleph also ensures its own longterm survival, as it is copied again and again. In fact, openness is the core element in the philosophy of
Aleph, which was summed up by one of its administrators as to:
“- collect valuable science/technology/math/medical/humanities academic literature. That is,
collect humanity's valuable knowledge in digital form. Avoid junky books. Ignore "bestsellers".
- build a community of people who share knowledge, improve quality of books, find good and
valuable books, and correct errors.
- share the files freely, spreading the knowledge altruistically, not trying to make money, not
charging money for knowledge. Here people paid money for many books that they considered
valuable and then shared here on [Aleph], for free. […]
This is the true spirit of the [Aleph] project.”

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Reading, publishing, censorship and libraries in Soviet-Russia
“[T]he library of the Big Lubyanka was unique. In all probability it had been assembled out of confiscated
private libraries. The bibliophiles who had collected those books had already rendered up their souls to
God. But the main thing was that while State Security had been busy censoring and emasculating all the
libraries of the nation for decades, it forgot to dig in its own bosom. Here, in its very den, one could read
Zamyatin, Pilnyak, Panteleimon Romanov, and any volume at all of the complete works of Merezhkovsky.
(Some people wisecracked that they allowed us to read forbidden books because they already regarded
us as dead. But I myself think that the Lubyanka librarians hadn't the faintest concept of what they were
giving us—they were simply lazy and ignorant.)”
(Solzhenitsyn, 1974)
In order to properly understand the factors that shaped Russian pirate librarians’ and their wider
environments’ attitudes towards bottom-up, collaborative, copyright infringing open source digital
librarianship, we need to go back nearly a century and take a close look at the specific social and political
conditions of the Soviet times that shaped the contemporary Russian intelligentsia’s attitudes towards
knowledge.

The communist ideal of a reading nation
Russian culture always had a reverence for the printed word, and the Soviet state, with its Leninist
program of mass education further stressed the idea of the educated, reading public. As Stelmach (1993)
put it:
Reading almost transplanted religion as a sacred activity: in the secularized socialist state, where the
churches were closed, the free press stifled and schools and universities politicized, literature became the
unique source of moral truth for the population. Writers were considered teachers and prophets.
The Soviet Union was a reading culture: in the last days of the USSR, a quarter of the adult population
were considered active readers, and almost everyone else categorized as an occasional reader. Book
prices were low, alternative forms of entertainment were scarce, and people were poor, making reading
one of the most attractive leisure activities.
The communist approach towards intellectual property protection reflected the idea of the reading
nation. The Soviet Union inherited a lax and isolationist copyright system from the tsarist Russia. Neither
the tsarist Russian state nor the Soviet state adhered to international copyright treaties, nor did they
enter into bilateral treaties. Tsarist Russia’s refusal to grant protection to foreign authors and
translations had primarily an economic rationale. The Soviet regime added a strong ideological claim:
granting exclusive ownership to authors was against the interests of the reading public, and “the cultural
development of the masses,” and only served the private interests of authors and heirs.
“If copyright had an economic function, that was only as a right of remuneration for his contribution to
the extension of the socialist art heritage. If copyright had a social role, this was not to protect the author

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from the economically stronger exploiter, but was one of the instruments to get the author involved in
the great communist educational project.” (Elst, 2005, p 658)
The Soviet copyright system, even in its post-revolutionary phase, maintained two persistent features
that served as important instruments of knowledge dissemination. First, the statutorily granted
“freedom of translation” meant that translation was treated as an exception to copyright, which did not
require rights holder authorization. This measure dismantled a significant barrier to access in a
multicultural and multilingual empire. By the same token, the denial of protection to foreign authors and
rights holders eased the imports of foreign texts (after, of course the appropriate censorship review).
Due to these instruments:
“[s]oon after its founding, the Soviet Union became as well the world's leading literary pirate, not only
publishing in translation the creations of its own citizens but also publishing large numbers of copies of
the works of Western authors both in translation and in the original language.” (Newcity, 1980, p 6.)
Looking simply at the aggregate numbers of published books, the USSR had an impressive publishing
industry on a scale appropriate to a reading nation. Between 1946 and 1970 more than 1 billion copies of
over 26 thousand different work were published, all by foreign authors (Newcity, 1978). In 1976 alone,
more than 1.7 billion copies of 84,304 books were printed. (Friedberg, Watanabe, & Nakamoto, 1984, fn
4.)
Of course these impressive numbers reflected neither a healthy public sphere, nor a well-functioning
print ecology. The book-based public sphere was both heavily censored and plagued by the peculiar
economic conditions of the Soviet, and later the post-Soviet era.

Censorship
The totalitarian Soviet state had many instruments to control the circulation of literary and scientific
works. 1 Some texts never entered official circulation in the first hand: “A particularly harsh
prepublication censorship [affected] foreign literature, primarily in the humanities and socioeconomic
disciplines. Books on politics, international relations, sociology, philosophy, cybernetics, semiotics,
linguistics, and so on were hardly ever published.” (Stelmakh, 2001, p 145.)
Many ‘problematic’ texts were only put into severely limited circulation. Books were released in small
print runs; as in-house publications, or they were only circulated among the trustworthy few. As the
resolution of the Central Committee of the Communist Party of June 4, 1959, stated: “Writings by
bourgeois authors in the fields of philosophy, history, economics, diplomacy, and law […] are to be
published in limited quantities after the excision from them of passages of no scholarly or practical

1

We share Helen Freshwater’s (2003) approach that censorship is a more complex phenomenon than the state just
blocking the circulation of certain texts. Censorship manifested itself in more than one ways and its dominant
modus operandi, institutions, extent, focus, reach, effectiveness showed extreme variations over time. This short
chapter however cannot go into the intricate details of the incredibly rich history of censorship in the Soviet Union.
Instead, through much simplification we try to demonstrate that censorship did not only affect literary works, but
extended deep into scholarly publishing, including natural science disciplines.

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interest. They are to be supplied with extensive introductions and detailed annotations." (quoted in
Friedberg et al., 1984)
Truncation and mutilation of texts was also frequent. Literary works and texts from humanities and
social sciences were obvious subjects of censorship, but natural sciences and technical fields did not
escape:
“In our film studios we received an American technical journal, something like Cinema, Radio and
Television. I saw it on the chief engineer's desk and noticed that it had been reprinted in Moscow.
Everything undesirable, including advertisements, had been removed, and only those technical articles
with which the engineer could be trusted were retained. Everything else, even whole pages, was missing.
This was done by a photo copying process, but the finished product appeared to be printed.” (Dewhirst &
Farrell, 1973, p. 127)
Mass cultural genres were also subject to censorship and control. Women's fiction, melodrama, comics,
detective stories, and science fiction were completely missing or heavily underrepresented in the mass
market. Instead, “a small group of officially approved authors […] were published in massive editions
every year, [and] blocked readers' access to other literature. […]Soviet literature did not fit the formula
of mass culture and was simply bad literature, but it was issued in huge print-runs.” (Stelmakh, 2001, p.
150)
Libraries were also important instruments of censorship. When not destroyed altogether, censored
works ended up in the spetskhrans, limited access special collections established in libraries to contain
censored works. Besides obvious candidates such as anti-Soviet works and western ‘bourgeois’
publications, many scientific works from the fields of biology, nuclear physics, psychology, sociology,
cybernetics, and genetics ended up in these closed collections (Ryzhak, 2005). Access to the spetskhrans
was limited to those with special permits issued by their employers. “Only university educated readers
were enrolled and only those holding positions of at least junior scientific workers were allowed to read
the publications kept by the spetskhran” (Ryzhak, 2005). In the last years of the USSR, the spetskhran of
the Russian State Library—the largest of them with more than 1 million items in the collection—had 43
seats for its roughly 4500 authorized readers. Yearly circulation was around 200,000 items, a figure that
included “the history and literature of other countries, international relations, science of law, technical
sciences and others.” (Ryzhak, 2005)
Librarians thus played a central role in the censorship machinery. They did more than guard the contents
of limited-access collections and purge the freely accessible stocks according to the latest Party
directives. As the intermediaries between the readers and the closed stacks, their task was to carefully
guide readers’ interests:
“In the 1970s, among the staff members of the service department of the Lenin State Library of the
U.S.S.R., there were specially appointed persons-"politcontrollers"-who, apart from their regular
professional functions, had to perform additional control over the literature lent from the general stocks
(not from the restricted access collections), thus exercising censorship over the percolation of avant-garde

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aesthetics to the reader, the aesthetics that introduced new ways of thinking and a new outlook on life
and social behavior.” (Stelmakh, 2001)
Librarians also used library cards and lending histories to collect and report information on readers and
suspicious reading habits.
Soviet economic dysfunction also severely limited access to printed works. Acute and chronic shortages
of even censor-approved texts were common, both on the market and in libraries. When the USSR
joined its first first international copyright treaty in its history in 1973 (the UNESCO-backed Universal
Copyright Convention), which granted protection to foreign authors and denied “freedom of
translation,” the access problems only got worse. Soviet concern that granting protection to foreign
authors would result in significant royalty payments to western rightsholders proved valid. By 1976, the
yearly USSR trade deficit in publishing reached a million rubles (~5.5 million current USD) (Levin, 1983, p.
157). This imbalance not only affected the number of publications that were imported into the cashpoor country, but also raised the price of translated works to the double that of Russian-authored books
(Levin, 1983, p. 158).

The literary and scientific underground in Soviet times
Various practices and informal institutions evolved to address the problems of access. Book black
markets flourished: “In the 1970s and 1980s the black market was an active part of society. Buying books
directly from other people was how 35 percent of Soviet adults acquired books for their own homes, and
68 percent of families living in major cities bought books only on the black market.” (Stelmakh, 2001, p
146). Book copying and hoarding was practiced to supplement the shortages:
“People hoarded books: complete works of Pushkin, Tolstoy or Chekhov. You could not buy such things.
So you had the idea that it is very important to hoard books. High-quality literary fiction, high quality
science textbooks and monographs, even biographies of famous people (writers, scientists, composers,
etc.) were difficult to buy. You could not, as far as I remember, just go to a bookstore and buy complete
works of Chekhov. It was published once and sold out and that's it. Dostoyevsky used to be prohibited in
the USSR, so that was even rarer. Lots of writers were prohibited, like Nabokov. Eventually Dostoyevsky
was printed in the USSR, but in very small numbers.
And also there were scientists who wanted scientific books and also could not get them. Mathematics
books, physics - only very few books were published every year, you can't compare this with the market in
the U.S. Russian translations of classical monographs in mathematics were difficult to find.
So, in the USSR, everyone who had a good education shared the idea that hoarding books is very, very
important, and did just that. If someone had free access to a Xerox machine, they were Xeroxing
everything in sight. A friend of mine had entire room full of Xeroxed books.”2
From the 1960s onwards, the ever-growing Samizdat networks tried to counterbalance the effects of
censorship and provide access to both censored classics and information on the current state of Soviet

2

Anonymous source #1

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society. Reaching a readership of around 200,000, these networks operated in a networked, bottom-up
manner. Each node in the chain of distribution copied the texts it received, and distributed the copies.
The nodes also carried information backwards, towards the authors of the samizdat publications.
In the immediate post-Soviet political turmoil and economic calamity, access to print culture did not get
any easier. Censorship officially ended, but so too did much of the funding for the state-funded
publishing sector. Mass unemployment, falling wages, and the resulting loss of discretionary income did
not facilitate the shift toward market-based publishing models. The funding of libraries also dwindled,
limiting new acquisitions (Elst, 2005, p. 299-300). Economic constraints took the place of political ones.
But in the absence of political repression, self-organizing efforts to address these constraints acquired
greater scope of action. Slowly, the informal sphere began to deliver alternative modes of access to
otherwise hard-to-get literary and scientific works.
Russian pirate libraries emerged from these enmeshed contexts: communist ideologies of the reading
nation and mass education; the censorship of texts; the abused library system; economic hardships and
dysfunctional markets, and, most importantly, the informal practices that ensured the survival of
scholarship and literary traditions under hostile political and economic conditions. The prominent place
of Russian pirate libraries in the larger informal media economy—and of Russian piracy of music, film,
and other copyrighted work more generally—cannot be understood outside this history.

The emergence of DIY digital libraries in RuNet
The copying of censored and uncensored works (by hand, by typewriters, by photocopying or by
computers), the hoarding of copied texts, the buying and selling of books on the black market, and the
informal, peer-to-peer distribution of samizdat material were integral parts of the everyday experience
of much of educated Soviet and post-Soviet readers. The building and maintenance of individual
collections and the participation in the informal networks of exchange offered a sense of political,
economic and cultural agency—especially as the public institutions that supported the core professions
of the intelligentsia fell into sustained economic crisis.
Digital technologies were embraced by these practices as soon as they appeared:
"From late 1970s, when first computers became used in the USSR and printers became available,
people started to print forbidden books, or just books that were difficult to find, not necessarily
forbidden. I have seen myself a print-out on a mainframe computer of a science fiction novel,
printed in all caps! Samizdat was printed on typewriters, xeroxed, printed abroad and xeroxed, or
printed on computers. Only paper circulated, files could not circulate until people started to have
PCs at home. As late as 1992 most people did not have a PC at home. So the only reason to type
a big text into a computer was to print it on paper many times.”3
People who worked in academic and research institutions were well positioned in this process: they had
access to computers, and many had access to the materials locked up in the spetskhrans. Many also had
3

Anonymous source #1

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the time and professional motivations to collect and share otherwise inaccessible texts. The core of
current digital collections was created in this late-Soviet/early post-Soviet period by such professionals.
Their home academic and scientific institutions continued to play an important role in the development
of digital text collections well into the era of home computing and the internet.
Digitized texts first circulated in printouts and later on optical/magnetic storage media. With the
emergence of digital networking these texts quickly found their way to the early Internet as well. The
first platform for digital text sharing was the Russian Fidonet, a network of BBS systems similar to
Usenet, which enabled the mass distribution of plain text files. The BBS boards, such as the Holy Spirit
BBS’ “SU.SF & F.FANDOM” group whose main focus was Soviet-Russian science fiction and fantasy
literature, connected fans around emerging collections of shared texts. As an anyonmous interviewee
described his experience in the early 1990s…
“Fidonet collected a large number of plaintext files in literature / fiction, mostly in Russian, of course.
Fidonet was almost all typed in by hand. […] Maybe several thousand of the most important books,
novels that "everyone must read" and such stuff. People typed in poetry, smaller prose pieces. I have
myself read a sci-fi novel printed on a mainframe, which was obviously typed in. This novel was by
Strugatski brothers. It was not prohibited or dissident, but just impossible to buy in the stores. These
were culturally important, cult novels, so people typed them in. […] At this point it became clear that
there was a lot of value in having a plaintext file with some novels, and the most popular novels were first
digitized in this way.”
The next stage in the text digitization started around 1994. By that time growing numbers of people had
computers, scanning peripherals, OCR software. Russian internet and PC penetration while extremely
low overall in the 1990s (0.1% of the population having internet access in 1994, growing to 8.3% by
2003), began to make inroads in educational and scientific institutions and among Moscow and
St.Petersburg elites, who were often the critical players in these networks. As access to technologies
increased a much wider array of people began to digitize their favorite texts, and these collections began
to circulate, first via CD-ROMs, later via the internet.
One of such collection belonged to Maxim Moshkov, who published his library under the name lib.ru in
1994. Moshkov was a graduate of the Moscow State University Department of Mechanics and
Mathematics, which played a large role in the digitization of scientific works. After graduation, he started
to work for the Scientific Research Institute of System Development, a computer science institute
associated with the Russian Academy of Sciences. He describes the early days of his collection as follows:
“ I began to collect electronic texts in 1990, on a desktop computer. When I got on the Internet in 1994, I
found lots of sites with texts. It was like a dream came true: there they were, all the desired books. But
these collections were in a dreadful state! Incompatible formats, different encodings, missing content. I
had to spend hours scouring the different sites and directories to find something.
As a result, I decided to convert all the different file-formats into a single one, index the titles of the books
and put them in thematic directories. I organized the files on my work computer. I was the main user of
my collection. I perfected its structure, made a simple, fast and convenient search interface and

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developed many other useful functions and put it all on the Internet. Soon, people got into the habit of
visiting the site. […]
For about 2 years I have scoured the internet: I sought out and pulled texts from the network, which were
lying there freely accessible. Slowly the library grew, and the audience increased with it. People started
to send books to me, because they were easier to read in my collection. And the time came when I
stopped surfing the internet for books: regular readers are now sending me the books. Day after day I get
about 100 emails, and 10-30 of them contain books. So many books were sent in, that I did not have time
to process them. Authors, translators and publishers also started to send texts. They all needed the
library.”(Мошков, 1999)

In the second half of the 1990’s, the Russian Internet—RuNet—was awash in book digitization projects.
With the advent of scanners, OCR technology, and the Internet, the work of digitization eased
considerably. Texts migrated from print to digital and sometimes back to print again. They circulated
through different collections, which, in turn, merged, fell apart, and re-formed. Digital libraries with the
mission to collect and consolidate these free-floating texts sprung up by the dozens.
Such digital librarianship was the antithesis of official Soviet book culture: it was free, bottom-up,
democratic, and uncensored. It also offered a partial remedy to problems created by the post-Soviet
collapse of the economy: the impoverishment of libraries, readers, and publishers. In this context, book
digitization and collecting also offered a sense of political, economic and cultural agency, with parallels
to the copying and distribution of texts in Soviet times. The capacity to scale up these practices coincided
with the moment when anti-totalitarian social sentiments were the strongest, and economic needs the
direst.
The unprecedented bloom of digital librarianship is the result of the superimposition of multiple waves
of distinct transformations: technological, political, economical and social. “Maksim Moshkov's Library”
was ground zero for this convergence and soon became a central point of exchange for the community
engaged in text digitization and collection:
[At the outset] there were just a couple of people who started scanning books in large quantities. Literally
hundreds of books. Others started proofreading, etc. There was a huge hole in the market for books.
Science fiction, adventure, crime fiction, all of this was hugely in demand by the public. So lib.ru was to a
large part the response, and was filled by those books that people most desired and most valued.
For years, lib.ru integrated as much as it could of the different digital libraries flourishing in the RuNet. By
doing so, it preserved the collections of the many short-lived libraries.
This process of collection slowed in the early 2000’s. By that time, lib.ru had all of the classics, resulting
in a decrease in the flow of new digitized material. By the same token, the Russian book market was
finally starting to offer works aimed at the popular mainstream, and was flooded by cheap romances,
astrology, crime fiction, and other genres. Such texts started to appear in, and would soon flood lib.ru.
Many contributors, including Moshkov, were concerned that such ephemera would dilute the original
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library. And so they began to disaggregate the collection. Self-published literature, “user generated
content,” and fan fiction was separated into the aptly named samizdat.lib.ru, which housed original texts
submitted by readers. Popular fiction--“low-brow literature”—was copied from the relevant subsections
of lib.ru and split off. Sites specializing in those genres quickly formed their own ecosystem. [L], the first
of its kind, now charges a monthly fee to provide access to the collection. The [f] community split off
from [L] the same way that [L] split off from lib.ru, to provide free and unrestricted access to a
fundamentally similar collection. Finally, some in the community felt the need to focus their efforts on a
separate collection of scientific works. This became Kolhoz collection.

The genesis of a million book scientific library
A Kolhoz (Russian: колхо́ з) was one of the types of collective farm that emerged in the early Soviet
period. In the early days, it was a self-governing, community-owned collaborative enterprise, with many
of the features of a commons. For the Russian digital librarians, these historical resonances were
intentional.
The kolhoz group was initially a community that scanned and processed scientific materials: books and,
occasionally, articles. The ethos was free sharing. Academic institutes in Russia were in dire need of
scientific texts; they xeroxed and scanned whatever they could. Usually, the files were then stored on the
institute's ftp site and could be downloaded freely. There were at least three major research institutes
that did this, back in early 2000s, unconnected to each other in any way, located in various faraway parts
of Russia. Most of these scans were appropriated by the kolhoz group and processed into DJVU4.
The sources of files for kolhoz were, initially, several collections from academic institutes (downloaded
whenever the ftp servers were open for anonymous access; in one case, from one of the institutes of the
Chinese academy of sciences, but mostly from Russian academic institutes). At that time (around 2002),
there were also several commercialized collections of scanned books on sale in Russia (mostly, these were
college-level textbooks on math and physics); these files were also all copied to kolhoz and processed into
DJVU. The focus was on collecting the most important science textbooks and monographs of all time, in
all fields of natural science.
There was never any commercial support. The kolhoz group never had a web site with a database, like
most projects today. They had an ftp server with files, and the access to ftp was given by PM in a forum.
This ftp server was privately supported by one of the members (who was an academic researcher, like
most kolhoz members). The files were distributed directly by burning files on writable DVDs and giving the

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DJVU is a file format that revolutionized online book distribution the way mp3 revolutionized the online music
distribution. For books that contain graphs, images and mathematical formulae scanning is the only digitization
option. However, the large number of resulting image files is difficult to handle. The DJVU file format allows for the
images of scanned book pages to be stored in the smallest possible file size, which makes it the perfect medium for
the distribution of scanned e-books.

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DVDs away. Later, the ftp access was closed to the public, and only a temporary file-swapping ftp server
remained. Today the kolhoz DVD releases are mostly spread via torrents.” 5
Kolhoz amassed around fifty thousand documents, the mexmat collection of the Moscow State
University Department of Mechanics and Mathematics (Moshkov’s alma mater) was around the same
size, the “world of books” collection (mirknig) had around thirty thousand files, and there were around a
dozen other smaller archives, each with approximately 10 thousand files in their respective collections.
The Kolhoz group dominated the science-minded ebook community in Russia well into the late 2000’s.
Kolhoz, however, suffered from the same problems as the early Fidonet-based text collections. Since it
was distributed in DVDs, via ftp servers and on torrents, it was hard to search, it lacked a proper catalog
and it was prone to fragmentation. Parallel solutions soon emerged: around 2006-7, an existing book site
called Gigapedia copied the English books from Kolhoz, set up a catalog, and soon became the most
influential pirate library in the English speaking internet.
Similar cataloguing efforts soon emerged elsewhere. In 2007, someone on rutracker.ru, a Russian BBS
focusing on file sharing, posted torrent links to 91 DVDs containing science and technology titles
aggregated from various other Russian sources, including Kolhoz. This massive collection had no
categorization or particular order. But it soon attracted an archivist: a user of the forum started the
laborious task of organizing the texts into a usable, searchable format—first filtering duplicates and
organizing existing metadata first into an excel spreadsheet, and later moving to a more open, webbased database operating under the name Aleph.
Aleph inherited more than just books from Kolhoz and Moshkov’s lib.ru. It inherited their elitism with
regard to canonical texts, and their understanding of librarianship as a community effort. Like the earlier
sites, Aleph’s collections are complemented by a stream of user submissions. Like the other sites, the
number of submissions grew rapidly as the site’s visibility, reputation and trustworthiness was
established, and like the others it later fell, as more and more of what was perceived as canonical
literature was uploaded:
“The number of mankind’s useful books is about what we already have. So growth is defined by newly
scanned or issued books. Also, the quality of the collection is represented not by the number of books but
by the amount of knowledge it contains. [ALEPH] does not need to grow more and I am not the only one
among us who thinks so. […]
We have absolutely no idea who sends books in. It is practically impossible to know, because there are a
million books. We gather huge collections which eliminate any traces of the original uploaders.
My expectation is that new arrivals will dry up. Not completely, as I described above, some books will
always be scanned or rescanned (it nowadays happens quite surprisingly often) and the overall process of
digitization cannot and should not be stopped. It is also hard to say when the slowdown will occur: I
expected it about a year ago, but then library.nu got shut down and things changed dramatically in many
respects. Now we are "in charge" (we had been the largest anyways, just now everyone thinks we are in
5

Anonymous source #1

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charge) and there has been a temporary rise in the book inflow. At the moment, relatively small or
previously unseen collections are being integrated into [ALEPH]. Perhaps in a year it will saturate.
However, intuition is not a good guide. There are dynamic processes responsible for eBook availability. If
publishers massively digitize old books, they'll obviously be harvested and that will change the whole
picture.” 6
Aleph’s ambitions to create a universal library are limited , at least in terms of scope. It does not want to
have everything, or anything. What it wants is what is thought to be relevant by the community,
measured by the act of actively digitizing and sharing books. But it has created a very interesting strategy
to establish a library which is universal in terms of its reach. The administrators of Aleph understand that
Gigapedia’s downfall was due to its visibility and they wish to avoid that trap:
“Well, our policy, which I control as strictly as I can, is to avoid fame. Gigapedia's policy was to gain as
much fame as possible. Books should be available to you, if you need them. But let the rest of the world
stay in its equilibrium. We are taking great care to hide ourselves and it pays off.”7
They have solved the dilemma of providing access without jeopardizing their mission by open sourcing
the collection and thus allowing others to create widely publicized services that interface with the
public.They let others run the risk of getting famous.

Mirrors and communities
Aleph serves as a source archive for around a half-dozen freely accessible pirate libraries on the net. The
catalog database is downloadable, the content is downloadable, even the server code is downloadable.
No passwords are required to download and there are no gatekeepers. There are no obstacle to setting
up a similar library with a wider catalog, with improved user interface and better services, with a
different audience or, in fact, a different business model.
This arrangement creates a two-layered community. The core group of the Aleph admins maintains the
current service, while a loose and ever changing network of ‘mirror sites’ build on the Aleph
infrastructure.
“The unspoken agreement is that the mirrors support our ideas. Otherwise we simply do not interact with
them. If the mirrors do support this, they appear in the discussions, on the Web etc. in a positive context.
This is again about building a reputation: if they are reliable, we help with what we can, otherwise they
should prove the World they are good on their own. We do not request anything from them. They are free
to do anything they like. But if they do what we do not agree with, it'll be taken into account in future
relations. If you think for a while, there is no other democratic way of regulation: everyone expresses his
own views and if they conform with ours, we support them. If the ideology does not match, it breaks
down.”8

6

Anonymous source #1
Anonymous source #2
8
Anonymous source #1
7

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The core Aleph team claims to exclusively control only two critical resources: the BBS that is the home of
the community, and the book-uploading interface. That claim is, however, not entirely accurate. For the
time being, the academic minded e-book community indeed gathers on the BBS managed by Aleph, and
though there is little incentive to move on, technically nothing stands in the way of alternatives to spring
up. As for the centralization of the book collection: many of the mirrors have their own upload pages
where one can contribute to a mirror’s collection, and it is not clear how or whether books that land at
one of the mirrors find their way back to the central database. Aleph also offers a desktop library
management tool, which enables dedicated librarians to see the latest Aleph database on their desktop
and integrate their local collections with the central database via this application. Nevertheless, it seems
that nothing really stands in the way of the fragmentation of the collection, apart from the willingness of
uploaders to contribute directly to Aleph rather than to one of its mirrors (or other sites).
Funding for Aleph comes from the administrators’ personal resources as well as occasional donations
when there is a need to buy or rent equipment or services:
“[W]e've been asking and getting support for this purpose for years. […] All our mirrors are supported
primarily from private pockets and inefficient donation schemes: they bring nothing unless a whole
campaign is arranged. I asked the community for donations 3 or 4 times, for a specific purpose only and
with all the budget spoken for. And after getting the requested amount of money we shut down the
donations.”9
Mirrors, however, do not need to be non-commercial to enjoy the support of the core Aleph community,
they just have to provide free access. Ad-supported business models that do not charge for individual
access are still acceptable to the community, but there has been serious fallout with another site, which
used the Aleph stock to seed its own library, but decided to follow a “collaborative piracy” business
approach.
“To make it utmost clear: we collaborate with anyone who shares the ideology of free knowledge
distribution. No conditions. [But] we can't suddenly start supporting projects that earn money. […]
Moreover, we've been tricked by commercial projects in the past when they used the support of our
community for their own benefit.”10
The site in question, [e], is based on a simple idea: If a user cannot find a book in its collection, the
administrators offer to purchase a digital or print copy, rip it, and sell it to the user for a fraction of the
original price—typically under $1. Payments are to be made in Amazon gift cards which make the
purchases easy but the de-anonymization of users difficult. [e] recoups its investment, in principle,
through resale. While clearly illegal, the logic is not that different from that of private subscription
libraries, which purchase a resource and distribute the costs and benefits among club members.

9

BBS comment posted on Jan 15, 2013
BBS comment posted on Jan 15, 2013

10

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Although from the rights holders’ perspective there is little difference between the two approaches,
many participants in the free access community draw a sharp line between the two, viewing the sales
model as a violation of community norms.
“[e] is a scam. They were banned in our forum. Yes, most of the books in [e] came from [ALEPH], because
[ALEPH] is open, but we have nothing to do with them... If you wish to buy a book, do it from legal
sources. Otherwise it must be free.[…]
What [e] wants:
- make money on ebook downloads, no matter what kind of ebooks.
- get books from all the easy sources - spend as little effort as possible on books - maximize profit.
- no need to build a community, no need to improve quality, no need to correct any errors - just put all
files in a big pile - maximize profit.
- files are kept in secret, never given away, there is no listing of files, there is no information about what
books are really there or what is being done.
There are very few similarities in common between [e]and [ALEPH], and these similarities are too
superficial to serve as a common ground for communication. […]
They run an illegal business, making a profit.”11
Aleph administrators describe a set of values that differentiates possible site models. They prioritize the
curatorial mission and the provision of long term free access to the collection with all the costs such a
position implies, such as open sourcing the collection, ignoring takedown requests, keeping a low profile,
refraining from commercial activities, and as a result, operating on a reduced budget . [e] prioritizes the
expansion of its catalogue on demand but that implies a commercial operation, a larger budget and the
associated high legal risk. Sites carrying Aleph’s catalogue prioritize public visibility, carry ads to cover
costs but respond to takedown requests to avoid as much trouble as they can. From the perspective of
expanding access, these are not easy or straightforward tradeoffs. In Aleph’s case, the strong
commitment to the mission of providing free access comes with significant sacrifices, the most important
of which is relinquishing control over its most valuable asset: its collection of 1.2 million scientific books.
But they believe that these costs are justified by the promise, that this way the fate of free access is not
tied to the fate of Aleph.
The fact that piratical file sharing communities are willing to make substantial sacrifices (in terms of selfrestraint) to ensure their long term survival has been documented in a number of different cases. (Bodó,
2013) Aleph is unique, however in its radical open source approach. No other piratical community has
given up all the control over itself entirely. This approach is rooted in the way how it regards the legal
status of its subject matter, i.e. scholarly publications in the first place. While norms of openness in the
field of scientific knowledge production were first formed in the Enlightenment period, Aleph’s
11

BBS comments posted on Jul 02, 2013, and Aug 25, 2013

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copynorms are as much shaped by the specificities of post-Soviet era as by the age old realization that in
science we can see further if we are allowed “standing on the shoulders of giants”.

Copyright and copynorms around Russian pirate libraries
The struggle to re-establish rightsholders’ control over digitized copyrighted works has defined the
copyright policy arena since Napster emerged in 1999. Russia brought a unique history to this conflict. In
Russia, digital libraries and their emerged in a period a double transformation: the post-Soviet copyright
system had to adopt global norms, while the global norms struggled to adapt to the emergence of digital
copying.
The first post-Soviet decade produced new copyright laws that conformed with some of the international
norms advocated by Western rightsholders, but little legal clarity or enforceability (Sezneva & Karaganis,
2011). Under such conditions, informally negotiated copynorms set in to fill the void of non-existent,
unreasonable, or unenforceable laws. The pirate libraries in the RuNet are as much regulated by such
norms as by the actual laws themselves.
During most of the 1990’s user-driven digitization and archiving was legal, or to be more exact, wasn’t
illegal. The first Russian copyright law, enacted in 1993, did not cover “internet rights” until a 2006
amendment (Budylin & Osipova, 2007; Elst, 2005, p. 425). As a result, many argued (including the
Moscow prosecutor’s office), that the distribution of copyrighted works via the internet was not
copyright infringement. Authors and publishers, who saw their works appear in digital form, and
circulated via CD-ROMs and the internet, had to rely on informal norms, still in development, to establish
control over their texts vis-à-vis enthusiastic collectors and for-profit entrepreneurs.
The HARRYFAN CD was one of the early examples of a digital text collection in circulation before internet
access was widespread. The CD contained around ten thousand texts, mostly Russian science fiction. It
was compiled in 1997 by Igor Zagumenov, a book enthusiast, from the texts that circulated on the Holy
Spirit BBS. The CD was a non-profit project, planned to be printed and sold in around 1000 copies.
Zagumenov did get in touch with some of the authors and publishers, and got permission to release
some of their texts, but the CD also included many other works that were uploaded to the BBS without
authorization. The CD included the following copyright notice, alongside the name and contact of
Zagumenov and those who granted permission:
Texts on this CD are distributed in electronic format with the consent of the copyright holders or their
literary agent. The disk is aimed at authors, editors, translators and fans SF & F as a compact reference
and information library. Copying or reproduction of this disc is not allowed. For the commercial use of
texts please refer directly to the copyright owners at the following addresses.
The authors whose texts and unpublished manuscripts appeared in the collection without authorization
started to complain to those whose contact details were in the copyright notice. Some complained
about the material damage the collection may have caused to them, but most complaints focused on
moral rights: unauthorized publication of a manuscript, the mutilation of published works, lack of
attribution, or the removal of original copyright and contact notices. Some authors had no problem
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appearing in non-commercially distributed collections but objected to the fact that the CDs were sold
(and later overproduced in spite of Zagumenov’s intentions).
The debate, which took place in the book-related fora of Fidonet, had some important points.
Participants again drew a significant distinction between free access provided first by Fidonet (and later
by lib.ru, which integrated some parts of the collection) and what was perceived as Zagumenov’s forprofit enterprise—despite the fact that the price of the CD only covered printing costs. The debate also
drew authors’ and publishers’ attention to the digital book communities’ actions, which many saw as
beneficial as long as it respected the wishes of the authors. Some authors did not want to appear online
at all, others wanted only their published works to be circulated.
Lib.ru of course integrated the parts of the HARRYFAN CD into its collection. Moshkov’s policy towards
authors’ rights was to ask for permission, if he could contact the author or publisher. He also honored
takedown requests sent to him. In 1999 he wrote on copyright issues as follows:
The author’s interests must be protected on the Internet: the opportunity to find the original copy, the
right of attribution, protection from distorting the work. Anyone who wants to protect his/her rights,
should be ready to address these problems, ranging from the ability to identify the offending party, to the
possibility of proving infringement.[…]
Meanwhile, it has become a stressing question how to protect authors-netizens' rights regarding their
work published on the Internet. It is known that there are a number of periodicals that reprint material
from the Internet without the permission of the author, without payment of a fee, without prior
arrangement. Such offenders need to be shamed via public outreach. The "Wall of shame" website is one
of the positive examples of effective instruments established by the networked public to protect their
rights. It manages to do the job without bringing legal action - polite warnings, an indication of potential
trouble and shaming of the infringer.
Do we need any laws for digital libraries? Probably we do, but until then we have to do without. Yes, of
course, it would be nice to have their status established as “cultural objects” and have the same rights as
a "real library" to collect information, but that might be in the distant future. It would also be nice to
have the e-library "legal deposits" of publications in electronic form, but when even Leninka [the Russian
State Library] cannot always afford that, what we really need are enthusiastic networkers. […]
The policy of the library is to take everything they give, otherwise they cease to send books. It is also to
listen to the authors and strictly comply with their requirements. And it is to grow and prosper. […] I
simply want the books to find their readers because I am afraid to live in a world where no one reads
books. This is already the case in America, and it is speeding up with us. I don’t just want to derail this
process, I would like to turn it around.”

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Moshkov played a crucial role in consolidating copynorms in the Russian digital publishing domain. His
reputation and place in the Russian literary domain is marked by a number of prizes12, and the library’s
continued existence. This place was secured by a number of closely intertwined factors:







Framing and anchoring the digitization and distribution practice in the library tradition.
The non-profit status of the enterprise.
Respecting the wishes of the rights holders even if he was not legally obliged to do so.
Maintaining active communication with the different stakeholders in the community,
including authors and readers.
Responding to a clear gap in affordable, legal access.
Conservatism with regard to the book, anchored in the argument that digital texts are not
substitutes for printed matter.

Many other digital libraries tried to follow Moshkov’s formula, but the times were changing. Internet and
computer access left the sub-cultural niches and became mainstream; commercialization became a
viable option and thus an issue for both the community and rightsholders; and the legal environment
was about to change.

Formalization of the IP regime in the 2000s
As soon as the 1993 copyright law passed, the US resumed pressure on the Russian government for
further reform. Throughout the period—and indeed to the present day—US Trade Representative
Special 301 reports cited inadequate protections and lack of enforcement of copyright. Russia’s plans to
join the WTO, over which the US had effective veto power, also became leverage to bring the Russian
copyright regime into compliance with US norms.
Book piracy was regularly mentioned in Special 301 reports in the 2000s, but the details, alleged losses,
and analysis changed little from year to year. The estimated $40M USD losses per year throughout this
period were dwarfed by claims from the studios and software vendors, and clearly were not among the
top priorities of the USTR. For most of the decade, the electronic availability of bestsellers and academic
textbooks was seen in the context of print substitution, rather than damage to the non-existent
electronic market. And though there is little direct indication, the Special 301 reports name sites which
(unlike lib.ru) were serving audiences beyond the RuNet, indicating that the focus of enforcement was
not to protect US interests in the Russian market, but to prevent sites based in Russia to cater for
demand in the high value Western-European and US markets.
A 1998 amendment to the 1993 copyright law extended the legal framework to encompass digital rights,
though in a fashion that continued to produce controversy. After 1998, digital services had to license
content from collecting societies, but those societies needed no permission from rightsholders provided
they paid royalites. The result was a proliferation of collective management organizations, competing to
license the material to digital services (Sezneva and Karaganis, 2011), which under this arrangement
12

ROTOR, the International Union of Internet Professionals in Russia voted lib.ru as the “literary site of the year” in
1999,2001 and 2003, “electronic library of the year” in 2004,2006,2008,2009, and 2010, “programmer of the year”
in 1999, and “man of the year” in 2004 and 2005.

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were compliant with Russian law, but were regarded as illegal by Western rights holders who claimed
that the Russian collecting societies were not representing them.
The best known of dispute from this time was the one around the legality of Allofmp3.com, a site that
sold music from western record labels at prices far below those iTunes or other officially licensed
vendors. AllofMP3.com claimed that it was licensed by ROMS, the Russian Society for Multimedia and
Internet (Российское общество по мультимедиа и цифровым сетям (НП РОМС)), but despite of that
became the focal point of US (and behind them, major label) pressure, leading to an unsuccessful
criminal prosecution of the site owner and eventual closure of the site in 2007. Although Lib.ru had
some direct agreements with authors, it also licensed much of its collection from ROMS, and thus was in
the same legal situation as AllofMP3.com. .
Lib.ru avoided the attention of foreign rightholders and Russian state pressure and even benefited from
state support during the period, the receiving a $30,000 grant from the Federal Agency for Press and
Mass Communications to digitize the most important works from the 1930’s. But the chaotic licensing
environment that governed their legal status also came back to haunt them. In 2005, a lawsuit was
brought against Moshkov by KM Online (KMO), an online vendor that sold digital texts for a small fee.
Although the KMO collection—like every other collection—had been assembled from a wide range of
sources on the Internet, KMO claimed to pay a 20% royalty on its income to authors. In 2004 KMO
requested that lib.ru take down works by several authors with whom (or with whose heirs) KMO claimed
to be in exclusive contract to distribute their texts online. KMO’s claims turned out to be only partly true.
KMO had arranged contracts with a number of the heirs to classics of the Soviet period, who hoped to
benefit from an obscure provision in the 1993 Russian copyright law that granted copyrights to the heirs
of politically prosecuted and later rehabilitated Soviet-era authors. Moshkov, in turn, claimed that he
had written or oral agreements with many of the same authors and heirs, in addition to his agreement
with ROMS.
The lawsuit was a true public event. It generated thousands of news items both online and in the
mainstream press. Authors, members of the publishing industry, legal professionals, librarians, internet
professionals publicly supported Moshkov, while KMO was seen as a rogue operator that would lie to
make easy money on freely-available digital resources.
Eventually, the court ruled that KMO indeed had one exclusive contract with Eduard Gevorgyan, and that
the publication of his texts by Moshkov infringed the moral (but not the economic) rights of the author.
Moshkov was ordered to pay 3000 Rubles (approximately $100) in compensation.
The lawsuit was a sign of a slow but significant transformation in the Russian print ecosystem. The idea
of a viable market for electronic books began to find a foothold. Electronic versions of texts began to be
regarded as potential substitutes for the printed versions, not advertisements for them or supplements
to them. More and more commercial services emerged, which regard the well-entrenched free digital
libraries as competitors. As Russia continued to bring its laws into closer conformance with WTO
requirements, ahead of Russia’s admission in 2012, western rightsholders gained enough power to
demand enforcement against RuNet pirate sites. The kinds of selective enforcement for political or

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business purposes, which had marked the Russian IP regime throughout the decade (Sezneva &
Karaganis, 2011), slowly gave way to more uniform enforcement.

Closure of the Legal Regime
The legal, economic, and cultural conditions under which Aleph and its mirrors operate today are very
different from those of two decades earlier. The major legal loopholes are now closed, though Russian
authorities have shown little inclination to pursue Aleph so far:
I can't say whether it's the Russian copyright enforcement or the Western one that's most dangerous for
Aleph; I'd say that Russian enforcement is still likely to tolerate most of the things that Western
publishers won't allow. For example, lib.ru and [L] and other unofficial Russian e-libraries are tolerated
even though far from compliant with the law. These kinds of e-libraries could not survive at all in western
countries.13
Western publishers have been slow to join record, film, and software companies in their aggressive
online enforcement campaigns, and academic publishers even more so. But such efforts are slowly
increasing, as the market for digital texts grows and as publishers benefit from the enforcement
precedents set or won by the more aggressive rightsholder groups. The domain name of [os], one of the
sites mirroring the Aleph collection was seized, apparently due to the legal action taken by a US
rightholder, and it also started to respond to DMCA notices, removing links to books reported to be
infringing. Aleph responds to this with a number of tactical moves:
We want books to be available, but only for those who need them. We do not want [ALEPH] to be visible.
If one knows where to get books, there are here for him or her. In this way we stay relatively invisible (in
search engines, e.g.), but all the relevant communities in the academy know about us. Actually, if you
question people at universities, the percentage of them is quite low. But what's important is that the
news about [ALEPH] is spread mostly by face-to-face communication, where most of the unnecessary
people do not know about it. (Unnecessary are those who aim profit)14
The policy of invisibility is radically different from Moshkov’s policy of maximum visibility. Aleph hopes
that it can recede into the shadows where it will be protected by the omerta of academics sharing the
sharing ethos:
In Russian academia, [Aleph] is tacitly or actively supported. There are people that do not want to be
included, but it is hard to say who they are in most cases. Since there are DMCA complaints, of course
there are people who do not want stuff to appear here. But in our experience the complainers are only
from the non-scientific fellows. […] I haven't seen a single complaint from the authors who should
constitute our major problem: professors etc. No, they don't complain. Who complains are either of such
type I have mentioned or the ever-hungry publishers.15

13

Anonymous source #1
Anonymous source #1
15
Anonymous source #1
14

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The protection the academic community has to offer may not be enough to fend off the publishers’
enforcement actions. The option to recede further into the darknets and hide behind the veil of privacy
technologies is one option the Aleph site has: the first mirror on I2P, an anonymizing network designed
to hide the whereabouts and identity of web services is already operational. But
[i]f people are physically served court invitations, they will have to close the site. The idea is, however,
that the entire collection is copied throughout the world many times over, the database is open, the code
for the site is open, so other people can continue.16

On methodology
We tried to reconstruct the story behind Aleph by conducting interviews and browsing through the BBS
of the community. Access to the site and community members was given under a strict condition of
anonymity. We thus removed any reference to the names and URLs of the services in question.
At one point we shared an early draft of this paper with interested members and asked for their
feedback. Beyond access and feedback, community members were helping the writing of this article by
providing translations of some Russian originals, as well as reviewing the translations made by the
author. In return, we provided financial contributions to the community, in the value of 100 USD.
We reproduced forum entries without any edits to the language, we, however, edited interviews
conducted via IM services to reflect basic writing standards.

16

Anonymous source #1

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Friedberg, M., Watanabe, M., & Nakamoto, N. (1984). The Soviet Book Market: Supply and Demand.
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Komaromi, A. (2004). The Material Existence of Soviet Samizdat. Slavic Review, 63(3), 597–618.
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Lessig, L. (2013). Aaron’s Laws - Law and Justice in a Digital Age. Cambridge,MA: Harward Law School.
Retrieved from http://www.youtube.com/watch?v=9HAw1i4gOU4
Levin, M. B. (1983). Soviet International Copyright: Dream or Nightmare. Journal of the Copyright Society
of the U.S.A., 31, 127.
Liang, L. (2012). Shadow Libraries. e-flux. Retrieved from http://www.e-flux.com/journal/shadowlibraries/
Newcity, M. A. (1978). Copyright law in the Soviet Union. Praeger.
Newcity, M. A. (1980). Universal Copyright Convention as an Instrument of Repression: The Soviet
Experiment, The. In Copyright L. Symp. (Vol. 24, p. 1). HeinOnline.
Patry, W. F. (2009). Moral panics and the copyright wars. New York: Oxford University Press.
Post, R. (1998). Censorship and Silencing: Practices of Cultural Regulation. Getty Research Institute for
the History of Art and the Humanities.
Rieusset-Lemarié, I. (1997). P. Otlet’s mundaneum and the international perspective in the history of
documentation and information science. Journal of the American Society for Information Science,
48(4), 301–309.
Ryzhak, N. (2005). Censorship in the USSR and the Russian State Library. IFLA/FAIFE Satellite meeting:
Documenting censorship – libraries linking past and present, and preparing for the future.
Sezneva, O., & Karaganis, J. (2011). Chapter 4: Russia. In J. Karaganis (Ed.), Media Piracy in Emerging
Economies. New York: Social Science Research Council.
Skilling, H. G. (1989). Samizdat and an Independent Society in Central and Eastern Europe. Pa[Aleph]rave
Macmillan.
Solzhenitsyn, A. I. (1974). The Gulag Archipelago 1918-1956: An Experiment in Literary Investigation,
Parts I-II. Harper & Row.
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the Russian state library. The International Information & Library Review, 25(4), 273–279.
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36(1), 143–151. doi:10.2307/25548897
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23

Draft Manuscript, 11/4/2014, DO NOT CITE!
Гроер, И. (1926). Авторское право. In Большая Советская Энциклопедия. Retrieved from
http://ru.gse1.wikia.com/wiki/Авторское_право

24


cataloguing in Weinmayr 2019


Weinmayr
Confronting Authorship Constructing Practices How Copyright is Destroying Collective Practice
2019


# 11\. Confronting Authorship, Constructing Practices (How Copyright is
Destroying Collective Practice)

Eva Weinmayr

© 2019 Eva Weinmayr, CC BY 4.0
[https://doi.org/10.11647/OBP.0159.11](https://doi.org/10.11647/OBP.0159.11)

This chapter is written from the perspective of an artist who develops models
of practice founded on the fundamental assumption that knowledge is socially
constructed. Knowledge, according to this understanding, builds on imitation
and dialogue and is therefore based on a collective endeavour. Although
collective forms of knowledge production are common in the sciences, such
modes of working constitute a distinct shift for artistic practice, which has
been conceived as individual and isolated or subjective. Moreover, the shift
from the individual to the social in artistic production — what has been
called art’s ‘social turn’[1](ch11.xhtml#footnote-525)  — also shifts the
emphasis from the artwork to the social processes of production and therefore
proposes to relinquish ‘the notion of the “work” as a noun (a static object)’
and re-conceptualises ‘the “work” as a verb (a communicative
activity)’.[2](ch11.xhtml#footnote-524) This shift from ‘noun’ to ‘verb’
promotes collective practices over authored objects and includes work such as
developing infrastructures, organising events, facilitating, hosting,
curating, editing and publishing. Such generative practices also question the
nature of authorship in art.

Authorship is no doubt a method to develop one’s voice, to communicate and to
interact with others, but it is also a legal, economic and institutional
construct, and it is this function of authorship as a framing and measuring
device that I will discuss in this chapter. Oscillating between the arts and
academia, I shall examine the concept of authorship from a legal, economic and
institutional perspective by studying a set of artistic practices that have
made copyright, intellectual property and authorship into their artistic
material.

Copyright’s legal definition combines authorship, originality and property.
‘Copyright is not a transcendent moral idea’, as Mark Rose has shown, ‘but a
specifically modern formation [of property rights] produced by printing
technology, marketplace economics and the classical liberal culture of
possessive individualism’.[3](ch11.xhtml#footnote-523) Therefore the author in
copyright law is unequivocally postulated in terms of liberal and neoliberal
values. Feminist legal scholar Carys Craig argues that copyright law and the
concept of authorship it supports fail to adequately recognise the essential
social nature of human creativity. It chooses relationships qua private
property instead of recognising the author as necessarily social situated and
therefore creating (works) within a network of social
relations.[4](ch11.xhtml#footnote-522) This chapter tries to reimagine
authorial activity in contemporary art that is not caught in ‘simplifying
dichotomies that pervade copyright theory (author/user, creator/copier,
labourer/free-rider)’,[5](ch11.xhtml#footnote-521) and to examine both the
blockages that restrict our acknowledgement of the social production of art
and the social forces that exist within emancipatory collective
practices.[6](ch11.xhtml#footnote-520)

Copyright is granted for an ‘original work [that] is fixed in any tangible
medium of expression’. It is based on the relationship between an
‘originator’, being imagined as the origin of the
work,[7](ch11.xhtml#footnote-519) and distinct products, which are fixed in a
medium, ‘from which they can be perceived, reproduced, or otherwise
communicated, either directly or with the aid of a machine or
device.’[8](ch11.xhtml#footnote-518)

Practices, on the contrary, are not protected under
copyright.[9](ch11.xhtml#footnote-517) Because practice can’t be fixed into a
tangible form of expression, intellectual property rights are not created and
cannot be exploited economically. This inability to profit from practice by
making use of intellectual property results in a clear privileging of the
‘outputs’ of authored works over practice. This value system therefore
produces ‘divisive hierarchical splits between those who ‘do’ [practices], and
those who write about, make work about
[outputs]’.[10](ch11.xhtml#footnote-516)

Media scholar Kathleen Fitzpatrick observes in her forthcoming book Generous
Thinking:

[H]owever much we might reject individualism as part and parcel of the
humanist, positivist ways of the past, our working lives — on campus and off —
are overdetermined by it. […] c. And the drive to compete […] bleeds out into
all areas of the ways we work, even when we’re working together.’ The
competitive individualism that the academy cultivates makes all of us
painfully aware that even our most collaborative efforts will be assessed
individually, with the result that even those fields whose advancement depends
most on team-based efforts are required to develop careful guidelines for
establishing credit and priority.[11](ch11.xhtml#footnote-515)

Artist and activist Susan Kelly expands on this experience with her
observation that this regime of individual merit even inhibits us from
partaking in collective practices. She describes the dilemma for the academic
activist, when the demand for ‘outputs’ (designs, objects, texts,
exhibitions), which can be measured, quantified and exploited by institutions
(galleries, museums, publishers, research universities), becomes the
prerequisite of professional survival.

Take the young academic, for example, who spends evenings and weekends in the
library fast tracking a book on social movements about which she cares deeply
and wants to broaden her understanding. She is also desperate for it to be
published quickly to earn her the university research points that will see her
teaching contract renewed for the following year. It is likely that the same
academic is losing touch with the very movements she writes about, and is no
longer participating in their work because she is exhausted and the book takes
time to write no matter how fast she works. On publication of the book, her
work is validated professionally; she gets the university contract and is
invited to sit on panels in public institutions about contemporary social
movements. In this hypothetical case, it is clear that the academic’s work has
become detached from the movements she now writes and talks about, and she no
doubt sees this. But there is good compensation for this uneasiness in the
form of professional validation, invitations that flatter, and most
importantly, an ease of the cycle of hourly paid or precarious nine-month
contracts.[12](ch11.xhtml#footnote-514)

Kelly’s and Fitzpatrick’s examples describe the paradoxes that the demand for
authorship creates for collective practices. But how can we actually escape
regimes of authorship that are conceptualised and economised as ‘cultural
capital’?

Academic authorship, after all, is the basis for employment, promotion, and
tenure. Also, arguably, artists who stop being ‘authors’ of their own work
would no longer be considered ‘artists’, because authorship is one of art’s
main framing devices. In the following I will discuss three artistic practices
that address this question — with, as we will see, very different
outcomes.[13](ch11.xhtml#footnote-513)

## Authorship Replaces Authorship?

In 2011, American artist Richard Prince spread a blanket on a sidewalk outside
Central Park in New York City and sold copies of his latest artwork, a
facsimile of the first edition of J. D. Salinger’s The Catcher in The
Rye.[14](ch11.xhtml#footnote-512) He did not make any changes to the text of
the novel and put substantial effort into producing an exact replica in terms
of paper quality, colours, typeset and binding, reproducing the original
publication as much as possible except for several significant details. He
replaced the author’s name with his own. ‘This is an artwork by Richard
Prince. Any similarity to a book is coincidental and not intended by the
artist’, his colophon reads, concluding with ‘© Richard Prince’. Prince also
changed the publisher’s name, Little Brown, to a made-up publishing house with
the name AP (American Place) and removed Salinger’s photograph from the back
of the dust cover.[15](ch11.xhtml#footnote-511)

The artist’s main objective appeared to be not to pirate and circulate an
unauthorised reprint of Salinger’s novel, because he did not present the book
under Salinger’s name but his own. Prince also chose a very limited
circulation figure.[16](ch11.xhtml#footnote-510) It is also far from
conventional plagiarism, because hardly any twentieth century literature is
more read and widely known than Salinger’s Catcher. So the question is, why
would Prince want to recirculate one of the most-read American novels of all
time, a book available in bookshops around the world, with a total circulation
of 65 million copies, translated into 30
languages?[17](ch11.xhtml#footnote-509)

Prince stated that he loved Salinger’s novel so much that ‘I just wanted to
make sure, if you were going to buy my Catcher in the Rye, you were going to
have to pay twice as much as the one Barnes and Noble was selling from J. D.
Salinger. I know that sounds really kind of shallow and maybe that’s not the
best way to contribute to something, but in the book-collecting world you pay
a premium for really collectible books,’ he explained in an interview with
singer Kim Gordon.[18](ch11.xhtml#footnote-508)

As intended, the work quickly turned into a
collectible[19](ch11.xhtml#footnote-507) and attracted lots of applause from
members of the contemporary art world including, among others, conceptual
writer Kenneth Goldsmith, who described the work as a ‘terribly ballsy move’.
Prince was openly ‘pirating what is arguably the most valuable property in
American literature, practically begging the estate of Salinger to sue
him.’[20](ch11.xhtml#footnote-506)

## Who has the Power to Appropriate?

We need to examine Goldsmith’s appraisal more closely. What is this ‘ballsy
move’? And how does it relate to the asserted criticality of appropriation
artists in the late 1970s, a group of which Prince was part?

Prince rose to prominence in New York in the late 1970s, associated with the
Pictures generation of artists[21](ch11.xhtml#footnote-505) whose
appropriation of images from mass culture and advertising — Prince’s
photographs of Marlboro Man adverts, for example — examined the politics of
representation.[22](ch11.xhtml#footnote-504) Theorists and critics, often
associated with the academic October journal,[23](ch11.xhtml#footnote-503)
interpreted the Pictures artists’ ‘unabashed usurpations of images as radical
interrogations of the categories of originality and authenticity within the
social construction of authorship. […] The author had become irrelevant
because the original gesture had become unimportant; the copy adequately stood
in its place and performed its legitimising
function.’[24](ch11.xhtml#footnote-502)

Artist Sherrie Levine, one of the leading figures in American appropriation
art, expresses the core theoretical commitment of this group of artists in her
1982 manifesto: ‘The world is filled to suffocating. Man has placed his token
on every stone. Every word, every image, is leased and mortgaged. […] A
picture is a tissue of quotations drawn from the innumerable centres of
culture. We can only imitate a gesture that is always anterior, never
original.’[25](ch11.xhtml#footnote-501) This ostensive refusal of originality
poses, no doubt, a critique of the author who creates ‘ex nihilo’. But does it
really present a critique of authorship per se? I shall propose three
arguments from different viewpoints — aesthetic, economic and legal — to
explore the assumptions of this assertion.

From the aesthetic perspective, Prince and Levine are making formal choices in
the process of appropriating already existing work. They re-photograph,
produce photographic prints, make colour choices; they enlarge or scale down,
trim the edges and take decisions about framing. Nate Harrison makes this
point when he argues that ‘Levine and Prince take individual control of the
mass-authored image, and in so doing, reaffirm the ground upon which the
romantic author stands.’[26](ch11.xhtml#footnote-500) It is exactly this
control of, and authority over, the signed and exhibited image that leads
Prince and Levine to be validated as ‘author[s] par
excellence’.[27](ch11.xhtml#footnote-499) Prince, for example, has been lauded
as an artist who ‘makes it new, by making it
again’.[28](ch11.xhtml#footnote-498) This ‘making it again’, a process that
Hal Foster names ‘recoding’,[29](ch11.xhtml#footnote-497) creates new meaning
and must therefore be interpreted as an ‘original’ authorial act.
Subsequently, this work has been validated by museums, galleries, collectors
and critics. From an economic perspective one can therefore argue that
Prince’s numerous solo exhibitions in prestigious museums, his sales figures,
and affiliation to commercial galleries are evidence that he has been ascribed
artistic authorship as well as authorial agency by the institutions of the art
world.[30](ch11.xhtml#footnote-496)

Coming back to Prince’s appropriation of Catcher in the Rye, his conceptual
gesture employs necessarily the very rhetoric and conceptual underpinnings of
legislation and jurisdiction that he seemingly
critiques.[31](ch11.xhtml#footnote-495) He declares ‘this is an artwork by
Richard Prince, © Richard Prince’ and asserts, via claiming copyright, the
concept of originality and creativity for his work. By this paradoxical
gesture, he seemingly replaces ‘authorship’ with authorship and ‘ownership’
with ownership. And by doing so, I argue, he reinforces its very concept.

The legal framework remains conceptual, theoretical and untested in this case.
But on another occasion, Prince’s authorship was tested in court — and
eventually legally confirmed to belong to him. This is crucial to my inquiry.
What are we to make of the fact that Prince, who challenges the copyright
doctrine in his gestures of appropriation, has been ascribed legitimate
authorship by courts who rule on copyright law? It seems paradoxical, because
as Elizabeth Wang rightly claims, ‘if appropriation is legitimized, the
political dimension of this act is excised’.[32](ch11.xhtml#footnote-494) And
Cornelia Sollfrank argues ‘the value of appropriation art lies in its
illicitness. […] Any form of [judicial] legitimisation would not support the
[appropriation] artists’ claims, but rather undermine
them.’[33](ch11.xhtml#footnote-493)

## Authorship Defined by Market Value and Celebrity Status?

To illustrate this point I will briefly digress to discuss a controversial
court case about Prince’s authorial legitimacy. In 2009, New-York-based
photographer, Patrick Cariou began litigation against Prince, his gallerist
Larry Gagosian and his catalogue publisher Rizzoli. Prince had appropriated
Cariou’s photographs in his series Canal Zone which went on show at Gagosian
Gallery.[34](ch11.xhtml#footnote-492) A first ruling by a district judge
stated that Prince’s appropriation was copyright infringement and requested
him to destroy the unsold paintings on show. The ruling also forbade those
that had been sold from being displayed publicly in the
future.[35](ch11.xhtml#footnote-491)

However Prince’s eventual appeal turned the verdict around. A second circuit
court decided that twenty-five of his thirty paintings fell under the fair use
rule. The legal concept of fair use allows for copyright exceptions in order
to balance the interests of exclusive right holders with the interests of
users and the public ‘for purposes such as criticism, comment, news reporting,
teaching (including multiple copies for classroom use), scholarship, or
research’.[36](ch11.xhtml#footnote-490) One requirement to justify fair use is
that the new work should be transformative, understood as presenting a new
expression, meaning or message. The appeal’s court considered Prince’s
appropriation as sufficiently transformative because a ‘reasonable
observer’[37](ch11.xhtml#footnote-489)would perceive aesthetic differences
with the original.[38](ch11.xhtml#footnote-488)

Many artists applauded the appeal court’s verdict, as it seemed to set a
precedent for a more liberal approach towards appropriation art. Yet attorney
Sergio Muñoz Sarmiento and art historian Lauren van Haaften-Schick voiced
concerns about the verdict’s interpretation of ‘transformative’ and the
ruling’s underlying assumptions.

The questions of ‘aesthetic differences’ perceived by a ‘reasonable observer’,
Sarmiento rightly says, are significant. After all, Prince did not provide a
statement of intent in his deposition[39](ch11.xhtml#footnote-487) therefore
the judges had to adopt the role of a (quasi) art critic ‘employing [their]
own artistic judgment[s]’ in a field in which they had not been
trained.[40](ch11.xhtml#footnote-486)

Secondly, trying to evaluate the markets Cariou and Prince cater for, the
court introduced a controversial distinction between celebrity and non-
celebrity artists. The court opinion reasons: ‘Certain of the Canal Zone
artworks have sold for two million or more dollars. The invitation list for a
dinner that Gagosian hosted in conjunction with the opening of the Canal Zone
show included a number of the wealthy and famous such as the musicians Jay-Z
and Beyoncé Knowles, artists Damien Hirst and Jeff Koons, [….] and actors
Robert De Niro, Angelina Jolie, and Brad Pitt’.[41](ch11.xhtml#footnote-485)
Cariou, on the contrary, so the verdict argues, ‘has not aggressively marketed
his work’, and has earned just over $8,000 in royalties from Yes Rasta since
its publication.[42](ch11.xhtml#footnote-484) Furthermore, he made only ‘a
handful of private sales [of his photographic prints] to personal
acquaintances’.[43](ch11.xhtml#footnote-483) Prince, by contrast, sold eight
of his Canal Zone paintings for a total of $10,480,000 and exchanged seven
others for works by canonical artists such as painter Larry Rivers and
sculptor Richard Serra.[44](ch11.xhtml#footnote-482)

The court documents here tend to portray Cariou as a sort of hobby artist or
‘lower class amateur’ in Sarmiento’s words,[45](ch11.xhtml#footnote-481)
whereas Prince is described as a ‘well-known appropriation
artist’[46](ch11.xhtml#footnote-480) with considerable success in the art
market.[47](ch11.xhtml#footnote-479) Such arguing is dangerous, because it
brings social class, celebrity status and art market success into play as
legal categories to be considered in future copyright cases and dismisses
‘Cariou’s claim as a legitimate author and
artist’.[48](ch11.xhtml#footnote-478) The parties eventually reached an out-
of-court settlement regarding the remaining five paintings, and their
infringement claim was returned to the district court meaning that no ruling
had been issued. This pragmatic settlement can be interpreted as a missed
opportunity for further clarification in the interpretation of fair use. No
details about the settlement have been disclosed.[49](ch11.xhtml#footnote-477)

Richard Prince presented himself in his court deposition as an artist, who
‘do[es]n’t really have a message,’ and was not ‘trying to create anything with
a new meaning or a new message.’[50](ch11.xhtml#footnote-476) Nevertheless the
appeal court’s ruling transforms the ‘elusive artist not only into a subject,
but also into an [artist] author’[51](ch11.xhtml#footnote-475) — a status he
set out to challenge in the first place. Therefore Richard Prince’s ongoing
games[52](ch11.xhtml#footnote-474) might be entertaining or make us laugh, but
they stop short of effectively challenging the conceptualisation of
authorship, originality and property because they are assigned the very
properties that are denied to the authors whose works are copied. That is to
say, Prince’s performative toying with the law does not endanger his art’s
operability in the art world. On the contrary, it constructs and affirms his
reputation as a radical and saleable artist-author.

## De-Authoring

A very different approach to copyright law is demonstrated by American artist
Cady Noland, who employs the law to effectively endanger her art’s operability
in the art market. Noland is famously concerned with the circulation and
display of her work with respect to context, installation and photographic
representation. Relatedly, she has also become very critical of short-term
speculation on the art market. Noland has apparently not produced any new work
for over a decade, due to the time she now spends pursuing litigation around
her existing oeuvre.[53](ch11.xhtml#footnote-473) In 2011, she strikingly
demonstrated that an artist need not give up control when her work enters the
commercial art market and turns into a commodity for short-term profit. She
made probably one of the most important stands in modern art history when she
‘de-authored’ her work Cowboys Milking (1990), after it was put up for auction
at Sotheby’s with the consequence that the work could not be sold as a Cady
Noland work anymore.

Swiss-born dealer Marc Jancou, based in New York and Geneva, had consigned the
work to Sotheby’s a few months after having purchased it for $106,500 from a
private collector.[54](ch11.xhtml#footnote-472) Jancou was obviously attracted
by the fact that one of Noland’s works had achieved the highest price for a
piece by a living female artist: $6.6m.

At Noland’s request, on the eve of the auction, Sotheby’s abruptly withdrew
the piece, a silkscreen print on an aluminium panel. The artist argued that it
was damaged: ‘The current condition […] materially differs from that at the
time of its creation. […] [H]er honor and reputation [would] be prejudiced as
a result of offering [it] for sale with her name associated with
it.’[55](ch11.xhtml#footnote-471) From a legal point of view, this amounts to
a withdrawal of Noland’s authorship. The US Visual Artists Rights Act of 1990,
VARA, grants artists ‘authorship’ rights over works even after they have been
sold, including the right to prevent intentional modification and to forbid
the use of their name in association with distorted or mutilated
work.[56](ch11.xhtml#footnote-470) Such rights are based on the premise that
the integrity of a work needs to be guaranteed and a work of art has cultural
significance that extends beyond mere property
value.[57](ch11.xhtml#footnote-469)

Noland’s withdrawal of authorship left Jancou with ‘a Cady Noland’ in his
living room, but not on the market. In an email to Sotheby’s, he complained:
‘This is not serious! Why does an auction house ask the advise [sic] of an
artist that has no gallery representation and has a biased and radical
approach to the art market?’[58](ch11.xhtml#footnote-468) Given that Noland is
a long-standing and outspoken sceptic with respect to speculative dealing in
art, he somewhat naively wonders why she would be able to exercise this degree
of power over an artwork that had been entered into a system of commercial
exchange. His complaint had no effect. The piece remained withdrawn from the
auction and Jancou filed a lawsuit in February 2012 seeking $26 million in
damages from Sotheby’s.[59](ch11.xhtml#footnote-467)

From an economic perspective, both artists, Noland and Prince, illustrated
powerfully how authorship is instituted in the form of the artist’s signature,
to construct (Prince’s Catcher in the Rye) or destroy (Noland’s Cowboy
Milking) monetary value. Richard Prince’s stated intention is to double the
book’s price, and by attaching his name to Salinger’s book in a Duchampian
gesture, he turns it into a work of art authored and copyrighted by Prince.
Noland, on the contrary lowers the value of her artwork by removing her
signature and by asserting the artist-author’s (Noland) rights over the
dealer-owner’s (Jancou).[60](ch11.xhtml#footnote-466)

However, from a legal perspective I would argue that both Noland and Prince —
in their opposite approaches of removing and adding their signatures — affirm
authorship as it is conceptualised by the law.[61](ch11.xhtml#footnote-465)
After all ‘copyright law is a system to which the notion of the author appears
to be central — in defining the right owner, in defining the work, in defining
infringement.’[62](ch11.xhtml#footnote-464)

## Intellectual Property Obsession Running Amok?

Intellectual property — granted via copyright — has become one of the driving
forces of the creative economy, being exploited by corporations and
institutions of the so-called ‘creative industries’. In the governmental
imagination, creative workers are described as ‘model entrepreneurs for the
new economy’.[63](ch11.xhtml#footnote-463) Shortly after the election of New
Labour in the UK in 1997, the newly formed Department of Culture, Media and
Sport established the Creative Industries Mapping Document (CIMD 1998) and
defined the ‘Creative Industries’ primarily in relation to creativity and
intellectual property.[64](ch11.xhtml#footnote-462) According to the
Department for Culture Media and Sport the creative industries have ‘their
origin in individual creativity, skill and talent, which have a potential for
wealth and job creation through the generation and exploitation of
intellectual property.’[65](ch11.xhtml#footnote-461) This exploitation of
intellectual property as intangible capital has been taken on board by
institutions and public management policymakers, which not only turn creative
practices into private property, but trigger working policies that produce
precarious self-entrepreneurship and sacrifice in pursuit of
gratification.[66](ch11.xhtml#footnote-460)

We find this kind of thinking reflected for instance on the website built by
the University of the Arts London to give advice on intellectual property —
which was until recently headlined ‘Own It’.[67](ch11.xhtml#footnote-459)
Here, institutional policies privilege the privatisation and propertisation of
creative student work over the concept of sharing and fair use.

There is evidence that this line of thought creates a self-inflicted
impediment for cultural workers inside and outside art colleges. The College
Art Association, a US-based organization of about fourteen thousand artists,
arts professionals, students and scholars released a report in 2015 on the
state of fair use in the visual arts.[68](ch11.xhtml#footnote-458) The survey
reveals that ‘visual arts communities of practice share a great deal of
confusion about and misunderstanding of the nature of copyright law and the
availability of fair use. […] Formal education on copyright, not least at art
colleges, appears to increase tendencies to overestimate risk and underuse
fair use.’ As a result, the report states, the work of art students ‘is
constrained and censored, most powerfully by themselves, because of that
confusion and the resulting fear and anxiety.’[69](ch11.xhtml#footnote-457)

This climate even results in outright self-censorship. The interviewees of
this study ‘repeatedly expressed a pre-emptive decision not to pursue an
idea’[70](ch11.xhtml#footnote-456) because gaining permission from right
holders is often difficult, time consuming or expensive. The authors of this
report called this mindset a ‘permissions culture’, giving some examples. ‘I
think of copyright as a cudgel, and I have been repeatedly forestalled and
censored because I have not been able to obtain copyright permission’, stated
one academic, whose research did not get approval from an artist’s estate. He
added: ‘For those of us who work against the grain of [the] market-driven arts
economy, their one recourse for controlling us is copyright.’ Another said:
‘In many cases I have encountered artists’ estates and sometimes artists who
refuse rights to publish (even when clearly fair use) unless they like the
interpretation in the text. This is censorship and very deleterious to
scholarship and a free public discourse on
images.’[71](ch11.xhtml#footnote-455) One scholar declared that copyright
questions overshadowed his entire work process: ‘In my own writing, I’m
worrying all the time.’[72](ch11.xhtml#footnote-454) In such a climate of
anxiety ‘editors choose not to publish books that they believe might have
prohibitive permission costs; museums delay or abandon digital-access
projects’, as Ben Mauk comments in the New Yorker
Magazine.[73](ch11.xhtml#footnote-453)

The language of law does harm because it has the rhetorical power to foreclose
debate. Legal and political science scholar Jennifer Nedelsky traces the
problem to the fact ‘that many right claims, such as “it’s my property”, have
a conclusory quality. They are meant to end, not to open up debate’, therefore
‘treating as settled, what should be debated’.[74](ch11.xhtml#footnote-452)

In a similar vein, political scientist Deborah Halbert describes how her
critique of intellectual property took her on a journey to study the details
of the law. The more she got into it, so she says, the more her own thinking
had been ‘co-opted’ by the law. ‘The more I read the case law and law
journals, the more I came to speak from a position inside the status quo. My
ability to critique the law became increasingly bounded by the law itself and
the language used by those within the legal profession to discuss issues of
intellectual property. I began to speak in terms of incentives and public
goods. I began to start any discussion of intellectual property by what was
and was not allowed under the law. It became clear that the very act of
studying the subject had transformed my standpoint from an outsider to an
insider.’[75](ch11.xhtml#footnote-451)

## The Piracy Project — Multiple Authorship or ‘Unsolicited Collaborations’?

A similar question of language applies to the term
‘pirate’.[76](ch11.xhtml#footnote-450) Media and communication scholar Ramon
Lobato asks whether the language of piracy used by the critical intellectual
property discourse ‘should be embraced, rejected, recuperated or
rearticulated’? He contends that reducing ‘piracy’ to a mere legal category —
of conforming, or not, with the law — tends to neglect the generative forces
of piracy, which ‘create its own economies, exemplify wider changes in social
structure, and bring into being tense and unusual relationships between
consumers, cultural producers and governments.’[77](ch11.xhtml#footnote-449)

When the word pirate first appeared in ancient Greek texts, it was closely
related to the noun ‘peira’ which means trial or attempt. ‘The ‘pirate’ would
then be the one who ‘tests’, ‘puts to proof’, ‘contends with’, and ‘makes an
attempt’.[78](ch11.xhtml#footnote-448) Further etymological research shows
that from the same root stems pira: experience, practice [πείρα], pirama:
experiment [πείραμα], piragma: teasing [πείραγμα] and pirazo: tease, give
trouble [πειράζω].[79](ch11.xhtml#footnote-447)

This ‘contending with’, ’making an attempt’ and ‘teasing’ is at the core of
the Piracy Project’s practice, whose aim is twofold: firstly, to gather and
study a vast array of piratical practices (to test and negotiate the
complexities and paradoxes created by intellectual property for artistic
practice); and secondly to build a practice that is itself collaborative and
generative on many different levels.[80](ch11.xhtml#footnote-446)

The Piracy Project explores the philosophical, legal and social implications
of cultural piracy and creative modes of dissemination. Through an open call,
workshops, reading rooms and performative debates as well as through our
research into international pirate book markets[81](ch11.xhtml#footnote-445)
we gathered a collection of roughly 150 copied, emulated, appropriated and
modified books from across the world. Their approaches to copying vary widely,
from playful strategies of reproduction, modification and reinterpretation of
existing works; to acts of civil disobedience circumventing enclosures such as
censorship or market monopolies; to acts of piracy generated by commercial
interests. This vast and contradictory spectrum of cases, from politically
motivated bravery as well as artistic statements to cases of hard-edged
commercial exploitation, serves as the starting point to explore the
complexities and contradictions of authorship in debates, workshops, lectures
and texts, like this one.

In an attempt to rearticulate the language of piracy we call the books in the
collection ‘unsolicited collaborations’.[82](ch11.xhtml#footnote-444)
Unsolicited indicates that the makers of the books in the Piracy Project did
not ask for permission — Richard Prince’s ‘Catcher in the Rye’ is one
example.[83](ch11.xhtml#footnote-443) Collaboration refers to a relational
activity and re-imagines authorship not as proprietary and stable, but as a
dialogical and generative process. Here, as feminist legal scholar Carys Craig
claims, ‘authorship is not originative but participative; it is not internal
but interactive; it is not independent but interdependent. In short, a
dialogic account of authorship is equipped to appreciate the derivative,
collaborative, and communicative nature of authorial activity in a way that
the Romantic [individual genius] account never
can.’[84](ch11.xhtml#footnote-442)

Such a participatory and interdependent conceptualisation of authorship is
illustrated and tested in the Piracy Project’s research into reprinting,
modifying, emulating and commenting on published books. As such it revisits —
through material practice — Michel Foucault’s critical concept of the ‘author
function’ as the triggering of a discourse, rather than a proprietary
right.[85](ch11.xhtml#footnote-441)

This becomes clearer when we consider that digital print technologies, for
example through print on demand and desktop publishing, allow for a constant
re-printing and re-editing of existing files. The advent and widespread
accessibility of the photocopy machine in the late 1960s allowed the reader to
photocopy books and collate selected chapters, pages or images in new and
customised compilations. These new reproduction technologies undermine to an
extent the concept of the printed book as a stable and authoritative
work,[86](ch11.xhtml#footnote-440) which had prevailed since the mass
production of books on industrial printing presses came into being. Eva
Hemmungs Wirtén describes how the widespread availability of the
photocopier[87](ch11.xhtml#footnote-439) has been perceived as a threat to the
authority of the text and cites Marshall McLuhan’s address at the Vision 65
congress in 1965:

Xerography is bringing a reign of terror into the world of publishing because
it means that every reader can become both author and publisher. […]
Authorship and readership alike can become production-oriented under
xerography. Anyone can take a book apart, insert parts of other books and
other materials of his own interest, and make his own book in a relatively
fast time. Any teacher can take any ten textbooks on any subject and custom-
make a different one by simply xeroxing a chapter from this one and from that
one.[88](ch11.xhtml#footnote-438)

One example of a reprinted and modified book in the Piracy Project is No se
diga a nadie (‘Don’t tell anyone’).[89](ch11.xhtml#footnote-437) It is an
autobiographical novel by Peruvian journalist and TV presenter Jaime Bayli.
The pirate copy, found by Andrea Francke on Lima’s pirate book markets, is
almost identical in size, weight, and format and the cover image is only
slightly cropped. However, this pirate copy has two extra chapters. Somebody
has infiltrated the named author’s work and sneaked in two fictionalised
chapters about the author’s life. These extra chapters are well written, good
enough to blend in and not noticeable at first glance by the
reader.[90](ch11.xhtml#footnote-436)

The pirates cannot gain any cultural capital here, as the pirating author
remains an anonymous ghost. Equally there is no financial profit to be made,
as long as the pirate version is not pointed out to readers as an extended
version. Such act is also not framed as a conceptual gesture, as it is the
case with Prince’s Catcher in the Rye. It rather operates under the radar of
everyone, and moreover and importantly, any revelation of this intervention or
any claim of authorship would be counterproductive.

This example helps us to think through concepts of the authoritative text and
the stability of the book. Other cases in the Piracy Project find similar ways
to queer the category of authorship and the dominant modes of production and
dissemination.[91](ch11.xhtml#footnote-435) Our practice consists of
collecting; setting up temporary reading rooms to house the collection; and
organising workshops and debates in order to find out about the reasons and
intentions for these acts of piracy, to learn from their strategies and to
track their implications for dominant modes of production and
dissemination.[92](ch11.xhtml#footnote-434)

This discursive practice distinguishes the Piracy Project from radical online
libraries, such as aaaaarg.fail or
[memoryoftheworld.org](http://memoryoftheworld.org).[93](ch11.xhtml#footnote-433)
While we share similar concerns, such as distribution monopolies, enclosure
and the streamlining of knowledge, these peer-to-peer (p2p) platforms mainly
operate as distribution platforms, developing strategies to share intact
copies of authoritative texts. Marcell Mars, for example, argues against
institutional and corporate distribution monopolies when he states ‘when
everyone is a librarian, [the] library is everywhere’. Mars invites users of
the online archive [memoryoftheworld.org](http://memoryoftheworld.org) to
upload their scanned books to share with others. Similarly, Sean Dockray, who
initiated aaaaarg.fail, a user generated online archive of books and texts,
said in an interview: ‘the project wasn’t about criticising institutions,
copyright, authority, and so on. It was simply about sharing knowledge. This
wasn’t as general as it sounds; I mean literally the sharing of knowledge
between various individuals and groups that I was in correspondence with at
the time but who weren’t necessarily in correspondence with each
other.’[94](ch11.xhtml#footnote-432)

## Practising Critique — Queering Institutional Categories

In contrast to online p2p sharing platforms, the Piracy Project took off in a
physical space, in the library of Byam Shaw School of Art in London. Its
creation was a response to restrictive university policies when, in 2010, the
management announced the closure of the art college library due to a merger
with the University of the Arts London. A joint effort by students and staff,
supported by the acting principal, turned Byam Shaw’s art college library into
a self-organised library that remained public, as well as intellectually and
socially generative.[95](ch11.xhtml#footnote-431)

As a result of the college taking collective ownership over the library and
its books, the space opened up. It had been a resource that was controlled and
validated by institutional policies that shaped crucial decisions about what
went on the shelves, but it became an assemblage of knowledge in which
potentially obscure, self-published materials that were not institutionally
validated were able to enter.

For example, artist and writer Neil Chapman’s handmade facsimile of Gilles
Deleuze’s Proust and Signs[96](ch11.xhtml#footnote-430) explored the
materiality of print and related questions about the institutional policies of
authorisation. Chapman produced a handmade facsimile of his personal paperback
copy of Deleuze’s work, including binding mistakes in which a few pages were
bound upside down, by scanning and printing the book on his home inkjet
printer. The book is close to the original format, cover and weight. However,
it has a crafty feel to it: the ink soaks into the paper creating a blurry
text image very different from a mass-produced offset printed text. It has
been assembled in DIY style and speaks the language of amateurism and
makeshift. The transformation is subtle, and it is this subtlety that makes
the book subversive in an institutional library context. How do students deal
with their expectations that they will access authoritative and validated
knowledge on library shelves and instead encounter a book that was printed and
assembled by hand?[97](ch11.xhtml#footnote-429) Such publications circumvent
the chain of institutional validation: from the author, to the publisher, the
book trade, and lastly the librarian purchasing and cataloguing the book
according to the standard bibliographic
practices.[98](ch11.xhtml#footnote-428) A similar challenge to the stability
of the printed book and the related hierarchy of knowledge occurred when
students at Byam Shaw sought a copy of Jacques Ranciere’s Ignorant
Schoolmaster and found three copied and modified versions. In accordance with,
or as a response to, Ranciere’s pedagogical proposal, one copy featured
deleted passages that left blank spaces for the reader to fill and to
construct their own meaning in lieu of Ranciere’s
text.[99](ch11.xhtml#footnote-427)

This queering of the authority of the book as well as the normative,
institutional frameworks felt like a liberating practice. It involved an open
call for pirated books, a set of workshops and a series of
lectures,[100](ch11.xhtml#footnote-426) which built a structure that allowed
the Piracy Project to share concerns about the wider developments at the
university and the government’s funding cuts in education, while the project
could at the same time playfully subvert the dire and frustrating situation of
a library that is earmarked for closure.

The fact that the library’s acquisition budget was cut made the pirating
action even more meaningful. Many books were produced on the photocopy machine
in the college. Other copies were sent to the project by artists, writers,
curators and critics who responded to the international call. The initial
agreement was to accept any submission, no matter how controversial, illegal
or unethical it might be. This invited a variety of approaches and
contradicting voices, which were not muted by the self-censorship of their
originators, nor by the context in which they circulated. By resisting
generalised judgments, the project tried to practice critique in Judith
Butler’s sense. For Butler ‘judgments operate […] as ways to subsume a
particular under an already constituted category, whereas critique asks after
the occlusive constitution of the field of categories themselves. […] Critique
is able to call foundations into question, denaturalise social and political
hierarchy, and even establish perspectives by which a certain distance on the
naturalised world can be had.’[101](ch11.xhtml#footnote-425)

To create such a space for the critique of the naturalisation of authorship as
intellectual property was one of the aims of the Piracy Project: firstly by
understanding that there is always a choice through discovering and exploring
other cultures and nations dealing with (or deliberately suspending) Western
copyright, and secondly through the project’s collective practice itself.

## Collective Authorship, Institutional Framing

The collaborative mode and collectivity within the Piracy Project
differentiates its artistic strategy in principle from Prince’s or Noland’s
approaches, who both operate as individuals claiming individual authorship for
their work.

But how did the Piracy Project deal with the big authorship question? There
was an interesting shift here: when the project still operated within the art
college library, there was not much need for the articulation of authorship
because it was embedded in a community who contributed in many different ways.
Once the library was eventually shut after two years and the project was
hosted by art institutions, a demand for the definition and framing of
authorship arose.[102](ch11.xhtml#footnote-424) Here the relationship between
the individual and the collective requires constant and careful
negotiation.[103](ch11.xhtml#footnote-423) Members of collectives naturally
develop different priorities and the differences in time, labour and thought
invested by individuals makes one contributor want to claim ‘more authorship’
than another. These conflicts require trust, transparency and a decision to
value the less glamorous, more invisible and supportive work needed to
maintain the project as much as the authoring of a text or speaking on a
panel.[104](ch11.xhtml#footnote-422) We also do not necessarily speak with one
voice. Andrea grew up in Peru and Brazil, and I in Germany, so we have
different starting points and experiences: ‘we’ was therefore sometimes a
problematic category.

## Our Relationships Felt Temporarily Transformed

Walter Benjamin, in his text ‘The Author as Producer’, rightly called on
intellectuals to take into account the means of production as much as the
radical content of their writings.[105](ch11.xhtml#footnote-421) In
theoretical writing, modes of production are too often ignored, which means in
practice that theorists uncritically comply with the conventional
micropolitics of publishing and dissemination. In other words, radical men and
women write radical thoughts in books that are not radical at all in the way
they are produced, published and disseminated. Cultural philosopher Gary Hall
recounts with surprise a discussion headlined ‘Radical Publishing: What Are We
Struggling For?’ that was held at the Institute of Contemporary Arts (ICA) in
London in 2011. The invited panel speakers — Franco ‘Bifo’ Berardi, David
Graeber, Peter Hallward, and Mark Fisher among others — were mostly concerned
with, as Hall remembers,

political transformations elsewhere: in the past, the future, Egypt, [….] but
there was very little discussion of anything that would actually affect the
work, business, role, and practices of the speakers themselves: radical ideas
of publishing with transformed modes of production, say. As a result, the
event in the end risked appearing mainly to be about a few publishers,
including Verso, Pluto, and Zero Books, that may indeed publish radical
political content but in fact operate according to quite traditional business
models […] promoting their authors and products and providing more goods for
the ticket-paying audience to buy. If the content of their publications is
politically transformative, their publishing models certainly are not, with
phenomena such as the student protests and ideas of communism all being turned
into commodities to be marketed and sold.[106](ch11.xhtml#footnote-420)

That truly radical practices are possible is demonstrated by Susan Kelly, when
she reflects on her involvement in collective practices of creative dissent
during the austerity protests in the UK in 2010 — roughly at the same time and
in the same climate that the panel at the ICA took
place.[107](ch11.xhtml#footnote-419) Kelly describes occasions when artists
and activists who were involved in political organising, direct action,
campaigning, and claiming and organising alternative social and cultural
spaces, came together. She sees these occasions as powerful moments that
provided a glimpse into what the beginnings of a transversal and overarching
movement might look like.[108](ch11.xhtml#footnote-418) It was an attempt to

devise the new modes of action, and new kinds of objects from our emerging
analyses of the situation while keeping the format open, avoiding the
replication of given positions, hierarchies and roles of teachers, students,
artists, onlookers and so on. […] We met people we had never met before, never
worked with or known, and for many of us, our relationships felt temporarily
transformed, our vulnerabilities exposed and prior positions and defenses left
irrelevant, or at least suspended.[109](ch11.xhtml#footnote-417)

Exactly because these moments of protest produced actions and props that
escaped authorship, it was even more alienating for the participants when a
collectively fabricated prop for a demonstration, a large papier-mâché
carrot[110](ch11.xhtml#footnote-416) that became a notorious image in the
press at the time, was retrospectively ascribed in an Artforum interview to be
the ‘authored’ work of an individual artist.[111](ch11.xhtml#footnote-415)

Kelly, correctly, is highly critical of such designation, which re-erects the
blockages and boundaries connected to regimes of authorship that collective
action aimed to dismantle in the first place. It is vital not to ignore the
‘complex set of open and contingent relationships, actions and manifestations
that composed this specific collective political work.’ We would have to ask,
to which of the activities in the making of the papier-mâché carrot would we
attribute authorship? Is it the paper sourcing, the gluing, the painting, the
carrying or the communicative work of organising the gatherings? What if the
roles and practices are fluid and cannot be delimited like this?

## How Not to Assign Authorship?

What about this text you are reading now? It is based on a five-year
collaboration to which numerous people contributed. Pirated books were given
to the Piracy Project as well as arguments, ideas, questions, knowledge and
practices in the form of conversations and workshops.

In that regard, this text is informed by a myriad of encounters in panel
discussions and debates, as well as in the classrooms supported by
institutions, activist spaces and art spaces.[112](ch11.xhtml#footnote-414)
All these people donated their valuable ideas to its writing. Various drafts
have been read and commented on by friends, PhD supervisors and an anonymous
peer reviewer, and it has been edited by the publishers in the process of
becoming part of the anthology you now hold in your hands or read on a screen.
In that light, do I simply and uncritically affirm the mechanisms I am
criticising by delivering a single-authored text to be printed and validated
within the prevailing audit culture?

What if I did not add my name to this text? If it went unsigned, so to speak?
If anonymity replaced the designation of authorship? The text has not been
written collectively or collaboratively, despite the conventional processes of
seeking comments from friendly and critical readers. This is my text, but what
would happen if I did not assert my right to be its named author?

How would the non-visibility of the author matter to the reader? We are used
to making judgements that are at least partially based on the gender, status,
authority and reputation of a writer. There are also questions of liability
and accountability with respect to the content of the
text.[113](ch11.xhtml#footnote-413) Given the long struggle of women writers
and writers of colour to gain the right to be acknowledged as author, the act
of not signing my text might be controversial or even counter productive. It
would also go against the grain of scholarship that aims to decolonise the
canon or fight against the prevailing gender inequality in scholarly
publishing.[114](ch11.xhtml#footnote-412) And more, we have to ask who is
actually in a position to afford not to assign individual names to works given
that authorship — as discussed above — is used as a marker for professional
survival and advancement.

In this specific context however, and as practice based research, it would be
worth testing out practically what such a text orphan would trigger within
dominant infrastructures of publishing and validation. How would
bibliographers catalogue such a text? How could it be referenced and cited?
And how would it live online with respect to search engines, if there is no
searchable name attached to it? Most of our current research repositories
don’t allow the upload of author-less texts, instead returning error messages:
‘The author field must be completed’. Or they require a personalised log-in,
which automatically tags the registered username to the uploaded text.

What if I used a pseudonym, a common practice throughout literary
history?[115](ch11.xhtml#footnote-411) Multiple identity pseudonyms, such as
‘Karen Eliot’ or ‘Monty Cantsin’ used by the Neoist movement in the 1980s and
1990s could be interesting as they provide a joint name under which anybody
could sign her or his work without revealing the author’s
identity.[116](ch11.xhtml#footnote-410) This strategy of using a multi-
identity avatar is currently practiced by a decentralised, international
collective of hacktivists operating under the name ‘Anonymous’. The
‘elimination of the persona [of the author], and by extension everything
associated with it, such as leadership, representation, and status, is’,
according to Gabriella Coleman, ‘the primary ideal of
Anonymous.’[117](ch11.xhtml#footnote-409)

What if we adopted such models for academia? If we unionised and put in place
a procedure to collectively publish our work anonymously, for example under a
multi-identity avatar instead of individual names — how would such a text,
non-attributable as it is, change the policies of evaluation and assessment
within the knowledge economy? Would the lack of an identifiable name allow the
text to resist being measured as (or reduced to) a quantifiable auditable
‘output’ and therefore allow the issue of individualistic authorship to be
politicised? Or would it rather, as an individual and solitary act, be
subjected — again — to the regimes of individualisation? It seems that only if
not assigning individual authorship became a widespread and unionised practice
could procedures be put in place that acknowledged non-authored, collective,
non-competitive practices.[118](ch11.xhtml#footnote-408)

However, as tempting and urgent as such a move might appear in order to allow
individualistic authorship to be politicised, such a step also produces a
challenging double bind. According to Sara Ahmed it actually does matter who
is speaking. ’The ’who ’ does make a difference, not in the form of an
ontology of the individual, but as a marker of a specific location from which
the subject writes’.[119](ch11.xhtml#footnote-407)

From a feminist and postcolonial perspective, the detachment of writing from
the empirical body is problematic. Ahmed points out: ‘The universalism of the
masculine perspective relies precisely on being disembodied, on lacking the
contingency of a body. A feminist perspective would surely emphasise the
implication of writing in embodiment, in order to re-historicise this supposed
universalism, to locate it, and to expose the violence of its contingency and
particularity (by declaring some-body wrote this text, by asking which body
wrote this text).’[120](ch11.xhtml#footnote-406) Gayatri Spivak for example
insists on marking the positionality of a speaking subject in order to account
for the often unacknowledged eurocentrism of western
philosophy.[121](ch11.xhtml#footnote-405)

If we acknowledged this double bind, we might eventually be able to invent
modes of being and working together that recognise the difference of the ’who’
that writes, and at the same time might be able to move on from the question
‘how can we get rid of the author’ to inventing processes of subjectivation
that we want to support and instigate.

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(Ithaca, NY: Cornell University Press), pp. 113–38.

Genette Gérard (1997) Paratexts, Thresholds of Interpretation (Cambridge:
Cambridge University Press).

Goldsmith, Kenneth (19 April 2012) ‘Richard Prince’s Latest Act of
Appropriation: The Catcher in the Rye’, Harriet, A Poetry Blog,
of-appropriation-the-catcher-in-the-rye/>

Gordon, Kim (18 June 2012) ‘Band Paintings: Kim Gordon Interviews Richard
Prince’, Interview Magazine, [http://www.interviewmagazine.com/art/kim-gordon-
richard-prince#](http://www.interviewmagazine.com/art/kim-gordon-richard-
prince)

Halbert, Deborah J. (2005) Resisting Intellectual Property (London:
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Harrison, Nate (29 June 2012) ‘The Pictures Generation, the Copyright Act of
1976, and the Reassertion of Authorship in Postmodernity’, art&education.net,
pictures-generation-the-copyright-act-of-1976-and-the-reassertion-of-
authorship-in-postmodernity/>

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https://doi.org/[10.1080/13534645.2013.778496](https://doi.org/10.1080/13534645.2013.778496)

Kennedy, Randy (2014) ‘Richard Prince Settles Copyright Suit With Patrick
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[https://artsbeat.blogs.nytimes.com/2014/03/18/richard-prince-settles-
copyright-suit-with-patrick-cariou-over-
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Klinger, Cornelia (2009) ‘Autonomy-Authenticity-Alterity: On the Aesthetic
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Krupnick, Mark (28 January 2010) ‘JD Salinger Obituary’, The Guardian,


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Lovink, Geert and Ross, Andrew (eds.) (2007) ‘Organic Intellectual Work’, in
My Creativity Reader: A Critique of Creative Industries (Amsterdam: Institute
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Marc Jancou Fine Art Ltd. v Sotheby’s, Inc. (13 November 2012) New York State
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McLuhan, Marshall (1966) ‘Address at Vision 65’, American Scholar 35, 196–205.

Memory of the World,

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Prince: Toward a Theory of Aesthetic-Judicial Judgements’, in Texas A&M Law
Review, vol. 1.

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Than Richard Prince?’, artNet news, cady-noland-as-psychotic-as-richard-prince-162310>

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Museum of Modern Art — Open Space, dialogues-2-on-aaaarg/>

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Constitutional Studies / Revue d’études constitutionnelles 1.1, 1–26,


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Piracy Project Catalogue / Camille Bondon, Jacques Rancière: le mâitre
ignorant,


Piracy Project Catalogue / Neil Chapman, Deleuze, Proust and Signs,


Piracy Project (19 April 2012) ‘The Impermanent Book’, Rhizome,


Policante, Amedeo (2015) The Pirate Myth, Genealogies of an Imperial Concept
(Oxford and New York: Routledge).

Precarious Workers Brigade (24 April 2011) ‘Fragments Toward an Understanding
of a Week that Changed Everything…’, e-flux,
-week-that-changed-everything/>

Prince, Richard (13 April 2015) Birdtalk,


Rancière, Jacques (2010) Education, Truth and Emancipation (London:
Continuum).

— (2008) The Ignorant Schoolmaster: Five Lessons in Intellectual Emancipation
(Stanford: University Press California)

Raunig, Gerald (2002) ‘Transversal Multitudes’, Transversal 9,


Rose, Mark (1993) Authors and Owners, The Invention of Copyright (Cambridge MA
and London: Harvard University Press).

Schor, Naomi (1989) ‘Dreaming Dissymmetry: Barthes, Foucault and Sexual
Difference’, in Elizabeth Weed (ed.), Coming to Terms: Feminism, Theory,
Politics (London: Routledge), pp. 47–58.

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New Media Caucus 8.2, fall-2012-v-08-n-02-december-2nd-2012/copyright-cowboys-performing-the-law/>

Spivak, Gayatry Chakravorty (1988) ‘Can the Subaltern Speak?’, in Cary Nelson
and Lawrence Grossberg (eds.), Marxism and the Interpretation of Culture
(Urbana: University of Illinois Press), pp. 271–313.

Strathern, Marilyn (2005) Kinship, Law, and the Unexpected: Relatives Are
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Publishing (Minneapolis and London: University of Minnesota Press).

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-key-findings>

— (1998) The Creative Industries Mapping Document,
documents-1998>

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Wang, Elizabeth H. (1990) ‘(Re)Productive Rights: Copyright and the Postmodern
Artist’, Columbia-VLA Journal of Law & the Arts 14.2, 261–81,
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Waugh, Seth (2007) ‘Sponsor Statement‘, in The Solomon R. Guggenheim
Foundation (ed.), Richard Prince (Ostfildern: Hatje Cantz).

Wellmon, Chad and Andrew Piper (21 July 2017) ‘Publication, Power, Patronage:
On Inequality and Academic Publishing’, Critical Inquiry,


Wright, Stephen (2013) Towards a Lexicon of Usership (Eindhoven: Van
Abbemuseum).

Zwick, Tracy (29 August 2013) ‘Art in America’, [https://www.artinamerica
magazine.com/news-features/news/sothebys-wins-in-dispute-with-jancou-gallery-
over-cady-noland-artwork/](https://www.artinamericamagazine.com/news-
features/news/sothebys-wins-in-dispute-with-jancou-gallery-over-cady-noland-
artwork/)

* * *

[1](ch11.xhtml#footnote-525-backlink) /social-turn>

[2](ch11.xhtml#footnote-524-backlink) Carys J. Craig, ‘Symposium:
Reconstructing the Author-Self: Some Feminist Lessons for Copyright Law’,
American University Journal of Gender, Social Policy & the Law 15\. 2 (2007),
207–68 (p. 224).

[3](ch11.xhtml#footnote-523-backlink) Mark Rose, Authors and Owners, The
Invention of Copyright (Cambridge, MA and London: Harvard University Press,
1993), p. 142.

[4](ch11.xhtml#footnote-522-backlink) Craig, ‘Symposium: Reconstructing the
Author-Self’, p. 261.

[5](ch11.xhtml#footnote-521-backlink) Ibid., p. 267.

[6](ch11.xhtml#footnote-520-backlink) See also cultural theorist Gary Hall’s
discussion of Pirate Philosophy, as a potential way forward to overcome such
simplyfying dichotomies. ‘How can we [theorists] operate differently with
regard to our own work, business, roles, and practices to the point where we
actually begin to confront, think through, and take on (rather than take for
granted, forget, repress, ignore, or otherwise marginalize) some of the
implications of the challenge that is offered by theory to fundamental
humanities concepts such as the human, the subject, the author, the book,
copyright, and intellectual property, for the ways in which we create,
perform, and circulate knowledge and research?’ Gary Hall, Pirate Philosophy,
for a Digital Posthumanities (Cambridge, MA and London: The MIT Press, 2016),
p. 16.

[7](ch11.xhtml#footnote-519-backlink) Here ‘the producer is being imagined as
the origin of the product’. (Strathern, p. 156). Therefore ‘in law,
originality is simply the description of a causal relationship between a
person and a thing: to say that a work is original in law is to say nothing
more than that it originates from [can be attributed to] its creator’ (Barron,
p. 56). And conversely, in law ‘there can be no ‘copyright work’ […] without
some author who can be said to originate it’ (ibid., p. 55). Anne Barron, ‘No
Other Law? Author–ity, Property and Aboriginal Art’, in Lionel Bently and
Spyros Maniatis (eds.), Intellectual Property and Ethics (London: Sweet and
Maxwell, 1998), pp. 37–88, and Marilyn Strathern, Kinship, Law, and the
Unexpected: Relatives Are Always a Surprise (Cambridge: Cambridge University
Press, 2005).

See also Mario Biagioli’s and Marilyn Strathern’s discussion of the author-
work relationship as kinship in Mario Biagioli, ‘Plagiarism, Kinship and
Slavery’, Theory Culture Society 31.2–3 (2014), 65–91,


[8](ch11.xhtml#footnote-518-backlink) US Copyright Law, Article 17, §102 (a),
amendment 2016,[
](https://www.copyright.gov/title17/)

[9](ch11.xhtml#footnote-517-backlink) ‘In no case does copyright protection
for an original work of authorship extend to any idea, procedure, process,
system, method of operation, concept, principle, or discovery, regardless of
the form in which it is described, explained, illustrated, or embodied in such
work.’ US Copyright Law, Article 17, §102 (b), amendment 2016,


[10](ch11.xhtml#footnote-516-backlink) Susan Kelly, ‘“But that was my idea!”
Problems of Authorship and Validation in Contemporary Practices of Creative
Dissent’, Parallax 19.2 (2013), 53–69,
https://doi.org/[10.1080/13534645.2013.778496](https://doi.org/10.1080/13534645.2013.778496).
All references to this text refer to the version published on
[academia.edu](http://academia.edu), which is slightly different:
,
p. 6.

[11](ch11.xhtml#footnote-515-backlink) Kathleen Fitzpatrick’s working method
with her book Generous Thinking: A Radical Approach to Saving the University
(Baltimore: John Hopkins University Press, 2019) presents an interesting
alternative to standard procedures in scholarly publishing. She published the
draft of her book online, inviting readers to comment. This could potentially
become a model for multiple authorship as well as an alternative to the
standard peer review procedures. I am quoting from the published draft
version: Kathleen Fitzpatrick, ‘Critique and Competition’ in Generous
Thinking: The University and the Public Good (Humanities Commons, 2018),
paragraph 1,

[12](ch11.xhtml#footnote-514-backlink) Kelly, ‘“But that was my idea!”’, p. 6.

[13](ch11.xhtml#footnote-513-backlink) I refer in this chapter to US copyright
law, if not indicated otherwise.

[14](ch11.xhtml#footnote-512-backlink) He also released the book with Printed
Matter at the New York Art Book Fair in 2011.

[15](ch11.xhtml#footnote-511-backlink) It took Prince and his collaborator
John McWhinney over a year to find a printer with the guts to print this
facsimile. The one he eventually found was based in Iceland.

[16](ch11.xhtml#footnote-510-backlink) Prince states in his blog entry ‘Second
Thoughts on Being Original’, that he made 300 copies. ‘My plan was to show up
once a week, same day, same time, same place, until all three hundred copies
were gone.’ Birdtalk, 13 April 2015,
Booksellers’ web pages, such as Printed Matter, N.Y. and
[richardprincebooks.com](http://richardprincebooks.com), list an edition of
500. See:

[17](ch11.xhtml#footnote-509-backlink) Mark Krupnick, ‘JD Salinger Obituary’,
The Guardian, 28 January 2010, /jd-salinger-obituary>

[18](ch11.xhtml#footnote-508-backlink) Kim Gordon, ‘Band Paintings: Kim Gordon
Interviews Richard Prince’, Interview Magazine, 18 June 2012,
[http://www.interviewmagazine.com/art/kim-gordon-richard-
prince#](http://www.interviewmagazine.com/art/kim-gordon-richard-prince)

[19](ch11.xhtml#footnote-507-backlink) The inside flap of his replica stated a
price of $62. On this afternoon on the sidewalk outside Central Park, he sold
his copies for $40. When I was browsing the shelves at the New York art
bookshop Printed Matter in 2012 I saw copies for $200 and in 2018 it is priced
at $1200 and $3500 for a signed copy on Abebooks,
[https://www.abebooks.co.uk/servlet/SearchResults?isbn=&an=richard%20prince
&tn=catcher%20rye&n=100121503&cm_sp=mbc-_-ats-_-used](https://www.abebooks.co.uk/servlet/SearchResults?isbn=&an=richard%252520prince&tn=catcher%252520rye&n=100121503&cm_sp=mbc-_-ats-_-used)

[20](ch11.xhtml#footnote-506-backlink) Kenneth Goldsmith, ‘Richard Prince’s
Latest Act of Appropriation: The Catcher in the Rye’, Harriet: A Poetry Blog,
19 April 2012, princes-latest-act-of-appropriation-the-catcher-in-the-rye/>

[21](ch11.xhtml#footnote-505-backlink) In 1977 Douglas Crimp curated the
exhibition ‘Pictures’ at Artists’ Space in New York with artists Troy
Brauntuch, Jack Goldstein, Sherrie Levine, Robert Longo and Philip Smith.
Artist Cornelia Sollfrank interprets ‘the non-specific title of the show’ as a
first indication of the aesthetic strategies presented in the exhibition. The
presentation of reproduced visual materials marked, according to Sollfrank, ‘a
major challenge to the then predominant modernist discourse.’ Cornelia
Sollfrank, ‘Copyright Cowboys Performing the Law’, Journal of New Media Caucus
8.2 (2012), fall-2012-v-08-n-02-december-2nd-2012/copyright-cowboys-performing-the-law/>

[22](ch11.xhtml#footnote-504-backlink) As Benjamin Buchloh writes ‘these
processes of quotation, excerption, framing and staging that constitute the
strategies of the work […] necessitate [the] uncovering strata of
representation. Needless to say we are not in search of sources of origin, but
of structures of signification: underneath each picture there is always
another picture.’ Benjamin Buchloh, ‘Pictures’, in David Evans (ed.),
Appropriation, Documents of Contemporary Art (London: Whitechapel Gallery,
2009), p. 78\. Originally published in October 8 (1979), 75–88.

[23](ch11.xhtml#footnote-503-backlink) October’s editors — including among
others Rosalind Krauss, Hal Foster, Craig Owens, and Benjamin Buchloh —
provided a theoretical context for this emerging art by introducing French
structuralist and poststructuralist theory, i.e. the writings of Roland
Barthes, Michel Foucault, and Jacques Derrida to the English speaking world.

[24](ch11.xhtml#footnote-502-backlink) Nate Harrison, ‘The Pictures
Generation, the Copyright Act of 1976, and the Reassertion of Authorship in
Postmodernity’, art&education.net, 29 June 2012,
pictures-generation-the-copyright-act-of-1976-and-the-reassertion-of-
authorship-in-postmodernity/>

[25](ch11.xhtml#footnote-501-backlink) Sherrie Levine, ‘Statement//1982’, in
David Evans (ed.), Appropriation, Documents of Contemporary Art (London:
Whitechapel Gallery, 2009), p. 81.

[26](ch11.xhtml#footnote-500-backlink) Nate Harrison, ‘The Pictures
Generation, the Copyright Act of 1976, and the Reassertion of Authorship in
Postmodernity’, art&education.net, 29 June 2012,
pictures-generation-the-copyright-act-of-1976-and-the-reassertion-of-
authorship-in-postmodernity/>

[27](ch11.xhtml#footnote-499-backlink) Ibid.

[28](ch11.xhtml#footnote-498-backlink) Quoting this line from Prince book, Why
I Go to the Movies Alone (New York: Barbara Gladstone Gallery, 1994), the
sponsor statement in the catalogue for Prince’s solo show Spiritual America at
The Guggenheim Museum in New York continues: ‘although his [work is] primarily
appropriated […] from popular culture, [it] convey[s] a deeply personal
vision. His selection of mediums and subject matter […] suggest a uniquely
individual logic […] with wit and an idiosyncratic eye, Richard Prince has
that rare ability to analyze and translate contemporary experience in new and
unexpected ways.’ Seth Waugh, ‘Sponsor Statement‘, in The Solomon R.
Guggenheim Foundation (ed.), Richard Prince (Ostfildern: Hatje Cantz, 2007).

[29](ch11.xhtml#footnote-497-backlink) See Hal Foster, ‘(Post)modern
Polemics’, in Recodings: Art, Spectacle, Cultural Politics (Port Townsend, WA:
Bay Press, 1985).

[30](ch11.xhtml#footnote-496-backlink) See note 47.

[31](ch11.xhtml#footnote-495-backlink) One might argue that this performative
act of claiming intellectual property is an attempt to challenge J. D.
Salinger’s notorious protectiveness about his writing. Salinger sued the
Swedish writer Fredrik Colting successfully for copyright infringement. Under
the pseudonym John David California, Colting had written a sequel to The
Catcher in the Rye. The sequel, 60 Years Later Coming Through The Rye, depicts
the protagonist Holden Caulfield’s adventures as an old man. In 2009, the US
District Court Judge in Manhattan, Deborah A. Batts, issued a preliminary
injunction indefinitely barring the publication, advertising or distribution
of the book in the US. See Sewell Chan, ‘Judge Rules for J. D. Salinger in
“Catcher” Copyright Suit’, The New York Times, 1 July 2009,


‘In a settlement agreement reached between Salinger and Colting in 2011,
Colting has agreed not to publish or otherwise distribute the book, e-book, or
any other editions of 60 Years Later in the U.S. or Canada until The Catcher
in the Rye enters the public domain. Notably, however, Colting is free to sell
the book in other international territories without fear of interference, and
a source has told Publishers Weekly that book rights have already been sold in
as many as a half-dozen territories, with the settlement documents included as
proof that the Salinger Estate will not sue. In addition, the settlement
agreement bars Colting from using the title “Coming through the Rye”; forbids
him from dedicating the book to Salinger; and would prohibit Colting or any
publisher of the book from referring to The Catcher in the Rye, Salinger, the
book being “banned” by Salinger, or from using the litigation to promote the
book.’ Andrew Albanese, ‘J. D. Salinger Estate, Swedish Author Settle
Copyright Suit’, Publishers Weekly, 11 January 2011,
news/article/45738-j-d-salinger-estate-swedish-author-settle-copyright-
suit.html>

[32](ch11.xhtml#footnote-494-backlink) Elizabeth H. Wang, ‘(Re)Productive
Rights: Copyright and the Postmodern Artist’, Columbia-VLA Journal of Law &
the Arts 14.2 (1990), 261–81 (p. 281),
[https://heinonline.org/HOL/Page?handle=hein.journals/cjla14&div=10&g_sent=1&casa_token=&collection=journals](https://heinonline.org/HOL/Page?handle=hein.journals/cjla14&div=10&g_sent=1&casa_token=&collection=journals)

[33](ch11.xhtml#footnote-493-backlink) Sollfrank, ‘Copyright Cowboys’.

[34](ch11.xhtml#footnote-492-backlink) Thirty paintings created by Prince
contained forty-one of Cariou’s photographs. The images had been taken from
Cariou’s book Yes Rasta (Brooklyn: powerHouse Books, 2000) and used by Prince
in his painting series Canal Zone, which was shown at Gagosian Gallery, New
York, in 2008.

[35](ch11.xhtml#footnote-491-backlink) It might be no coincidence (or then
again, it might) that the district court judge in this case, Deborah Batts, is
the same judge who ruled in the 2009 case in which Salinger successfully
brought suit for copyright infringement against Swedish author Fredrik Colting
for 60 Years Later Coming Through the Rye, a sequel to Salinger’s book. See
note 31.

[36](ch11.xhtml#footnote-490-backlink) ’In determining whether the use made of
a work in any particular case is a fair use the factors to be considered shall
include — (1) the purpose and character of the use, including whether such use
is of a commercial nature or is for nonprofit educational purposes; (2) the
nature of the copyrighted work; (3) the amount and substantiality of the
portion used in relation to the copyrighted work as a whole; and (4) the
effect of the use upon the potential market for or value of the copyrighted
work.’ US Copyright Act of 1976, amended 2016,


[37](ch11.xhtml#footnote-489-backlink) ‘What is critical is how the work in
question appears to the reasonable observer, not simply what an artist might
say about a particular piece or body of work.’ Cariou v Prince, et al., court
document, No. 11–1197-cv, page 14,
[http://www.ca2.uscourts.gov/decisions/isysquery/f6e88b8b-48af-401c-
96a0-54d5007c2f33/1/doc/11-1197_complete_opn.pdf#xml=http://www.ca2.uscourts.gov/decisions/isysquery
/f6e88b8b-48af-401c-
96a0-54d5007c2f33/1/hilite/](http://www.ca2.uscourts.gov/decisions/isysquery
/f6e88b8b-48af-401c-
96a0-54d5007c2f33/1/doc/11-1197_complete_opn.pdf%23xml=http://www.ca2.uscourts.gov/decisions/isysquery
/f6e88b8b-48af-401c-96a0-54d5007c2f33/1/hilite/)

[38](ch11.xhtml#footnote-488-backlink) The court opinion states: ‘These
twenty-five of Prince’s artworks manifest an entirely different aesthetic from
Cariou’s photographs. Where Cariou’s serene and deliberately composed
portraits and landscape photographs depict the natural beauty of Rastafarians
and their surrounding environs, Prince’s crude and jarring works, on the other
hand, are hectic and provocative. Cariou’s black-and-white photographs were
printed in a 9 1/2” x 12” book. Prince has created collages on canvas that
incorporate color, feature distorted human and other forms and settings, and
measure between ten and nearly a hundred times the size of the photographs.
Prince’s composition, presentation, scale, color palette, and media are
fundamentally different and new compared to the photographs, as is the
expressive nature of Prince’s work.’ Ibid., pp. 12–13.

[39](ch11.xhtml#footnote-487-backlink) Prince’s deposition testimony stated
that he ‘do[es]n’t really have a message,’ that he was not ‘trying to create
anything with a new meaning or a new message,’ and that he ‘do[es]n’t have any
[…] interest in [Cariou’s] original intent.’ Court Opinion, p. 13\. For full
deposition see Greg Allen (ed.), The Deposition of Richard Prince in the Case
of Cariou v. Prince et al. (Zurich: Bookhorse, 2012).

[40](ch11.xhtml#footnote-486-backlink) The court opinion includes a dissent by
Circuit Judge Clifford Wallace sitting by designation from the US Court of
Appeals for the Ninth Circuit, ‘I, for one, do not believe that I am in a
position to make these fact- and opinion-intensive decisions on the twenty-
five works that passed the majority’s judicial observation. […] nor am I
trained to make art opinions ab initio.’ Ibid., p. 5\.

‘Furthermore, Judge Wallace questions the majority’s insistence on analyzing
only the visual similarities and differences between Cariou’s and Prince’s art
works, “Unlike the majority, I would allow the district court to consider
Prince’s statements reviewing fair use … I see no reason to discount Prince’s
statements as the majority does.” In fact, Judge Wallace remarks that he views
Prince’s statements as “relevant to the transformativeness analysis.” Judge
Wallace does not believe that a simple visual side-by-side analysis is enough
because this would call for judges to “employ [their] own artistic
Judgment[s].”’ Sergio Muñoz Sarmiento and Lauren van Haaften-Schick, citing
court documents. ‘Cariou v. Prince: Toward a Theory of Aesthetic-Judicial
Judgements’, Texas A&M Law Review, vol. 1, 2013–2014, p. 948.

[41](ch11.xhtml#footnote-485-backlink) Court opinion, p. 18.

[42](ch11.xhtml#footnote-484-backlink) Ibid., p. 17.

[43](ch11.xhtml#footnote-483-backlink) Ibid., pp. 4–5.

[44](ch11.xhtml#footnote-482-backlink) Ibid., p. 18.

[45](ch11.xhtml#footnote-481-backlink) Muñoz Sarmiento and van Haaften-Schick,
‘Aesthetic-Judicial Judgements’, p. 945.

[46](ch11.xhtml#footnote-480-backlink) Court opinion, p. 15.

[47](ch11.xhtml#footnote-479-backlink) The court opinion states: ‘He is a
leading exponent of this genre and his work has been displayed in museums
around the world, including New York’s Solomon R. Guggenheim Museum and
Whitney Museum, San Francisco’s Museum of Modern Art, Rotterdam’s Museum
Boijmans van Beuningen, and Basel’s Museum für Gegenwartskunst.’ Ibid., p. 5.

[48](ch11.xhtml#footnote-478-backlink) Muñoz Sarmiento and van Haaften-Schick,
‘Aesthetic-Judicial Judgements’, p. 945.

[49](ch11.xhtml#footnote-477-backlink) The New York Times reports Prince had
not to destroy the five paintings at issue. Randy Kennedy, ‘Richard Prince
Settles Copyright Suit With Patrick Cariou Over Photographs’, New York Times,
18 March 2014, [https://artsbeat.blogs.nytimes.com/2014/03/18/richard-prince-
settles-copyright-suit-with-patrick-cariou-over-
photographs/?_php=true&_type=blogs&_r=0](https://artsbeat.blogs.nytimes.com/2014/03/18
/richard-prince-settles-copyright-suit-with-patrick-cariou-over-
photographs/?_php=true&_type=blogs&_r=0)

[50](ch11.xhtml#footnote-476-backlink) Court opinion, p. 13.

[51](ch11.xhtml#footnote-475-backlink) Sollfrank, ‘Copyright Cowboys’.

[52](ch11.xhtml#footnote-474-backlink) In 2016 photographer Donald Graham
filed a lawsuit against Prince with regard to Prince’s use of Graham’s
Instagram pictures. Again, the image shows a photographic representation of
Rastafarians. And similar to the Cariou case Prince appropriates Graham’s and
Cariou’s cultural appropriation of Rastafarian culture.

[53](ch11.xhtml#footnote-473-backlink) Cait Munro quotes Cady Noland from
Sarah Thornton’s book 33 Artists in 3 Acts. Noland gave Thornton her first
interview for twenty-four years: ‘Noland, an extremely talented artist, has
become so obsessed with her old work that she’s been unable to create anything
new in years. She admits to Thornton that ‘I’d like to get into a studio and
start making work,’ but that tracking the old work has become a ‘full-time
thing’. Cait Munro, ‘Is Cady Noland More Difficult To Work With Than Richard
Prince?’, artNet news, 10 November 2014, /is-cady-noland-as-psychotic-as-richard-prince-162310>;

[54](ch11.xhtml#footnote-472-backlink) Martha Buskirk, ‘Marc Jancou, Cady
Noland, and the Case of the Authorless Artwork’, Hyperallergic, 9 December
2013, an-authorless-artwork/>

[55](ch11.xhtml#footnote-471-backlink) Marc Jancou Fine Art Ltd. v Sotheby’s,
Inc., New York State Unified Court System, 2012 NY Slip Op 33163(U), 13
November 2012, op-33163-u.pdf?ts=1396133024>

[56](ch11.xhtml#footnote-470-backlink) ‘The author of a work of visual art —
(1) shall have the right — (A) to claim authorship of that work, and (B) to
prevent the use of his or her name as the author of any work of visual art
which he or she did not create; (2) shall have the right to prevent the use of
his or her name as the author of the work of visual art in the event of a
distortion, mutilation, or other modification of the work which would be
prejudicial to his or her honor or reputation; and (3) subject to the
limitations set forth in section 113(d), shall have the right — (A) to prevent
any intentional distortion, mutilation, or other modification of that work
which would be prejudicial to his or her honor or reputation, and any
intentional distortion, mutilation, or modification of that work is a
violation of that right, and (B) to prevent any destruction of a work of
recognized stature, and any intentional or grossly negligent destruction of
that work is a violation of that right’, from US Code, Title 17, § 106A, Legal
Information Institute, Cornell Law School,


[57](ch11.xhtml#footnote-469-backlink) Buskirk, ‘Marc Jancou, Cady Noland’.

[58](ch11.xhtml#footnote-468-backlink) Ibid.

[59](ch11.xhtml#footnote-467-backlink) Jancou’s claim was dismissed by the New
York Supreme Court in the same year. The Court’s decision was based on the
language of Jancou’s consignment agreement with Sotheby’s, which gave
Sotheby’s the right to withdraw Cowboys Milking ‘at any time before the sale’
if, in Sotheby’s judgment, ‘there is doubt as to its authenticity or
attribution.’ Tracy Zwick, ‘Art in America’, 29 August 2013,
dispute-with-jancou-gallery-over-cady-noland-artwork/>

[60](ch11.xhtml#footnote-466-backlink) It might be important here to recall
that both Richard Prince and Cady Noland are able to afford the expensive
costs incurred by a court case due to their success in the art market.

[61](ch11.xhtml#footnote-465-backlink) The legal grounds for Noland’s move,
the federal Visual Artists Rights Act of 1990, is based on French moral rights
or author rights (droit d’auteur), which are inspired by the humanistic and
individualistic values of the French Revolution and form part of European
copyright law. They conceive the work as an intellectual and creative
expression that is directly connected to its creator. Legal scholar Lionel
Bently observes ‘the prominence of romantic conceptions of authorship’ in the
recognition of moral rights, which are based on concepts of the originality
and authenticity of the modern subject (Lionel Bently, ‘Copyright and the
Death of the Author in Literature and Law’, Modern Law Review, 57 (1994),
973–86 (p. 977)). ‘Authenticity is the pure expression, the expressivity, of
the artist, whose soul is mirrored in the work of art.’ (Cornelia Klinger,
‘Autonomy-Authenticity-Alterity: On the Aesthetic Ideology of Modernity’ in
Modernologies: Contemporary Artists Researching Modernity and Modernism,
exhibition catalogue (Barcelona: Museu d’Art Contemporani de Barcelona, 2009),
pp. 26–28 (p. 29)) Moral rights are the personal rights of authors, which
cannot be surrendered fully to somebody else because they conceptualize
authorship as authentic extension of the subject. They are ‘rights of authors
and artists to be named in relation to the work and to control alterations of
the work.’ (Bently, ‘Copyright and the Death of the Author’, p. 977) In
contrast to copyright, moral rights are granted in perpetuity, and fall to the
estate of an artist after his or her death.

Anglo-American copyright, employed in Prince’s case, on the contrary builds
the concept of intellectual property mainly on economic and distribution
rights, against unauthorised copying, adaptation, distribution and display.
Copyright lasts for a certain amount of time, after which the work enters the
public domain. In most countries the copyright term expires seventy years
after the death of the author. Non-perpetual copyright attempts to strike a
balance between the needs of the author to benefit economically from his or
her work and the interests of the public who benefit from the use of new work.

[62](ch11.xhtml#footnote-464-backlink) Bently, ‘Copyright and the Death of the
Author’, p. 974.

[63](ch11.xhtml#footnote-463-backlink) Geert Lovink and Andrew Ross, ‘Organic
Intellectual Work’, in Geert Lovink and Ned Rossiter (eds.), My Creativity
Reader: A Critique of Creative Industries (Amsterdam: Institute of Network
Cultures, 2007), pp. 225–38 (p. 230),


[64](ch11.xhtml#footnote-462-backlink) UK Government Department for Digital,
Culture, Media and Sports, The Creative Industries Mapping Document, 1998,
documents-1998>

[65](ch11.xhtml#footnote-461-backlink) UK Government, Department for Media,
Culture & Sport, Creative Industries Economic Estimates January 2015,
estimates-january-2015/creative-industries-economic-estimates-january-2015
-key-findings>

[66](ch11.xhtml#footnote-460-backlink) See critical discussion of the creative
industries paradigm and the effects of related systems of governance on the
precarisation of the individual: Lovink and Rossiter, My Creativity, and
Isabell Lorey, State of Insecurity: Government of the Precarious (London:
Verso, 2015).

[67](ch11.xhtml#footnote-459-backlink) University of the Arts London,
‘Intellectual Property Know-How for the Creative Sector’. This site was
initially accessed on 30 March 2015. In 2018 it was taken down and integrated
into the UAL Intellectual Property Advice pages. Their downloadable PDFs still
show the ‘Own-it’ logo, /freelance-and-business-advice/intellectual-property-advice>

[68](ch11.xhtml#footnote-458-backlink) Patricia Aufderheide, Peter Jaszi,
Bryan Bello, and Tijana Milosevic, Copyright, Permissions, and Fair Use Among
Visual Artists and the Academic and Museum Visual Arts Communities: An Issues
Report (New York: College Art Association, 2014).

[69](ch11.xhtml#footnote-457-backlink) Ibid., p. 5.

[70](ch11.xhtml#footnote-456-backlink) Sixty-six percent of all those who
reported that they had abandoned or avoided a project because of an actual or
perceived inability to obtain permissions said they would be ‘very likely’ to
use copyrighted works of others more than they have in the past were
permissions not needed. Ibid., p. 50.

[71](ch11.xhtml#footnote-455-backlink) The Copyright, Permissions, and Fair
Use Report gives some intriguing further observations: ‘Permissions roadblocks
result in deformed or even abandoned work. Exhibition catalogues may be issued
without relevant images because rights cannot be cleared. Editors of art
scholarship reported journal articles going to print with blank spots where
reproductions should be, because artists’ representatives disagreed with the
substance of the article; and one book was published with last-minute
revisions and deletions of all images because of a dispute with an estate —
with disastrous results for sales. Journal editors have had to substitute
articles or go without an article altogether because an author could not
arrange permissions in time for publication. In one case, after an author’s
manuscript was completed, an estate changed position, compelling the author
both to rewrite and to draw substitute illustrations. Among other things, the
cost of permissions leads to less work that features historical overviews and
comparisons, and more monographs and case studies. Scholarship itself is
distorted and even censored by the operation of the permissions culture. […]
In some cases, the demands of rights holders have extended to altering or
censoring the scholarly argument about a work. Catalogue copy sometimes is
altered because scholarly arguments and perspectives are unacceptable to
rights holders.’ These actions are in some cases explicitly seen as
censorship. Ibid., p. 52.

[72](ch11.xhtml#footnote-454-backlink) Ibid., p. 51.

[73](ch11.xhtml#footnote-453-backlink) Ben Mauk, ‘Who Owns This Image?’, The
New Yorker, 12 February 2014, owns-this-image>

[74](ch11.xhtml#footnote-452-backlink) Jennifer Nedelsky, ’Reconceiving Rights
as Relationship’, in Review of Constitutional Studies / Revue d’études
constitutionnelles 1.1 (1993), 1–26 (p. 16),


[75](ch11.xhtml#footnote-451-backlink) Deborah J. Halbert, Resisting
Intellectual Property (London: Routledge, 2005), pp. 1–2.

[76](ch11.xhtml#footnote-450-backlink) See for example Amedeo Policante
examining the relationship between empire and pirate, claiming that the pirate
can exist only in a relationship with imperial foundations. ‘Upon the naming
of the pirate, in fighting it and finally in celebrating its triumph over it,
Empire erects itself. There is no Empire without a pirate, a terrorizing
common enemy, an enemy of all. At the same time, there is no pirate without
Empire. In fact, pirates as outlaws cannot be understood in any other way but
as legal creatures. In other words, they exist only in a certain extreme,
liminal relationship with the law.’ Amedeo Policante, The Pirate Myth,
Genealogies of an Imperial Concept (Oxford and New York: Routledge, 2015), p.
viii.

[77](ch11.xhtml#footnote-449-backlink) Ramon Lobato, ‘The Paradoxes of
Piracy’, in Lars Eckstein and Anja Schwarz (eds.), Postcolonial Piracy: Media
Distribution and Cultural Production in the Global South (London and New York:
Bloomsbury, 2014), pp. 121–34 (pp. 121, 123).

[78](ch11.xhtml#footnote-448-backlink) Daniel Heller-Roazen, The Enemy of All:
Piracy and the Law of Nations (New York: Zone Books, 2009), p. 35, as cited by
Gary Hall, Pirate Philosophy, p. 16.

[79](ch11.xhtml#footnote-447-backlink) ‘Etymology of Pirate’, in English Words
of (Unexpected) Greek Origin, 2 March 2012,


[80](ch11.xhtml#footnote-446-backlink) The Piracy Project is a collaboration
between AND Publishing and Andrea Francke initiated in London in 2010.

[81](ch11.xhtml#footnote-445-backlink) Andrea Francke visited pirate book
markets in Lima, Peru in 2010. The Red Mansion Prize residency enabled us to
research book piracy in Beijing and Shanghai in 2012. A research residency at
SALT Istanbul in 2012 facilitated field research in Turkey.

[82](ch11.xhtml#footnote-444-backlink) See also Stephen Wright’s Towards a
Lexicon of Usership (Eindhoven: Van Abbemuseum, 2013) proposing to replace the
term (media) ‘piracy’ with ‘usership’. He explains: ‘On the one hand, the most
notorious and ruthless cultural pirates today are Google and its subsidiaries
like YouTube (through the institutionalized rip-off of user-generated value
broadly known as Page-Rank), Facebook, and of course Warner Bros etc., but
also academic publishers such as the redoubtable Routledge. On the other hand,
all the user-run and user-driven initiatives like aaaaarg, or
[pad.ma](http://pad.ma), or until recently the wonderful Dr Auratheft. But,
personally, I would hesitate to assimilate such scaled-up, de-creative, user-
propelled examples with anything like “cultural piracy”. They are, through
usership, enriching what would otherwise fall prey to cultural piracy.’ Email
to the author, 1 August 2012.

See also: Andrea Francke and Eva Weinmayr (eds.), Borrowing, Poaching,
Plagiarising, Pirating, Stealing, Gleaning, Referencing, Leaking, Copying,
Imitating, Adapting, Faking, Paraphrasing, Quoting, Reproducing, Using,
Counterfeiting, Repeating, Translating, Cloning (London: AND Publishing,
2014).

[83](ch11.xhtml#footnote-443-backlink) Richard Prince’s ‘Catcher in the Rye’
forms part of the Piracy Collection. Not the book copy priced at £1,500, just
an A4 colour printout of the cover, downloaded from the Internet. On the shelf
it sits next to Salinger’s copy, which we bought at Barnes and Noble for £20.

[84](ch11.xhtml#footnote-442-backlink) Craig, ‘Symposium: Reconstructing the
Author-Self’, p. 246.

[85](ch11.xhtml#footnote-441-backlink) Michel Foucault, ‘What Is an Author?’,
in [Donald F.
Bouchard](https://www.amazon.co.uk/s/ref=dp_byline_sr_book_2?ie=UTF8&text=Donald+F.+Bouchard
&search-alias=books-uk&field-author=Donald+F.+Bouchard&sort=relevancerank)
(ed.), Language, Counter-Memory, Practice: Selected Essays and Interviews
(Ithaca, NY: Cornell University Press, 1977), pp. 113–38.

[86](ch11.xhtml#footnote-440-backlink) See The Piracy Project, ‘The
Impermanent Book’, Rhizome, 19 April 2012,


[87](ch11.xhtml#footnote-439-backlink) It might be no coincidence that Roland
Barthes’ seminal short essay ‘Death of the Author’ was published in the
magazine Aspen at the same time, when photocopy machines were beginning to be
widely used in libraries and offices.

[88](ch11.xhtml#footnote-438-backlink) Eva Hemmungs Wirtén, No Trespassing,
Authorship, Intellectual Property Rights and the Boundaries of Globalization
(Toronto: University of Toronto Press, 2004), p. 66.

[89](ch11.xhtml#footnote-437-backlink) See No se diga a nadie, The Piracy
Project Catalogue,


[90](ch11.xhtml#footnote-436-backlink) In an essay in Granta Magazine, Daniel
Alarcon explains the popularity of book piracy in Peru due to the lack of
formal distribution. ‘Outside Lima, the pirate book industry is the only one
that matters’ explains Alarcon. Iquitos, the largest city in the Peruvian
Amazon, with nearly 400,000 residents, had until 2007 no formal bookstore and
in 2010 only two. Trujillo, the country’s third largest city, has one.
According to Alarcon, an officially produced book costs twenty percent of an
average worker’s weekly income, therefore the pirate printing industry fills
this gap — an activity that is not seriously restricted by the state. In fact,
Alarcon claims that the government is involved in the pirate printing industry
as a way to control what is being read. Pirated books are openly sold in book
markets and by street vendors at traffic crossings, therefore they ‘reach
sectors of the market that formal book publishers cannot or don’t care to
access. In a similar vein, the few prestigious private universities’ book
check-out time is exactly twenty-four hours, the very turnaround for the copy
shops in the neighbourhood to make a photocopied version of the checked-out
library books. Daniel Alarcon, ‘Life Amongst the Pirates’, Granta Magazine, 14
January 2010,

[91](ch11.xhtml#footnote-435-backlink) A discussion of the vast variety of
approaches here would exceed the scope of this text. If you are interested,
please visit our searchable Piracy Collection catalogue, which provides short
descriptions of the pirates’ approaches and strategies,


[92](ch11.xhtml#footnote-434-backlink) For the performative debate A Day at
the Courtroom hosted by The Showroom in London, the Piracy Project invited
three copyright lawyers from different cultural and legal backgrounds to
discuss and assess selected cases from the Piracy Project from the perspective
of their differing jurisdictions. The final verdict was given by the audience,
who positioned the ‘case’ on a colour scale ranging from illegal (red) to
legal (blue). The scale replaced the law’s fundamental binary of legal —
illegal, allowing for greater complexity and nuance. The advising scholars and
lawyers were Lionel Bently (Professor of Intellectual Property at the
University of Cambridge), Sergio Muñoz Sarmiento (Art and Law, New York),
Prodromos Tsiavos (Project lead for Creative Commons, England, Wales and
Greece). A Day at the Courtroom, The Showroom London, 15 June 2013. See a
transcript of the debate in Francke and Weinmayr, Borrowing, Poaching,
Plagiarising.

[93](ch11.xhtml#footnote-433-backlink) Aaaaaarg.fail operates on an invitation
only basis; [memoryoftheworld.org](http://memoryoftheworld.org) is openly
accessible.

[94](ch11.xhtml#footnote-432-backlink) Julian Myers, Four Dialogues 2: On
AAAARG, San Francisco Museum of Modern Art — Open Space, 26 August 2009,
. This
constructive approach has been observed by Jonas Andersson generally with p2p
sharing networks, which ’have begun to appear less as a reactive force (i.e.
breaking the rules) and more as a proactive one (setting the rules). […]
Rather than complain about the conservatism of established forms of
distribution they simply create new, alternative ones.’ Jonas Andersson, ‘For
the Good of the Net: The Pirate Bay as a Strategic Sovereign’, Culture Machine
10 (2009), p. 64.

[95](ch11.xhtml#footnote-431-backlink) This process was somewhat fraught,
because at the same time David Cameron launched his perfidious ‘Big Society’
concept, which proposed that members of the community should volunteer at
institutions, such as local public libraries, which otherwise could not
survive because of government cuts.

[96](ch11.xhtml#footnote-430-backlink) See the Piracy Project catalogue: Neil
Chapman, Deleuze, Proust and Signs,


[97](ch11.xhtml#footnote-429-backlink) Of course unconventional publications
can and are being collected, but these are often more arty objects, flimsy or
oversized, undersized etc. and frequently end up in the special collections,
framed and categorised ‘as different’ from the main stack of the collections.

[98](ch11.xhtml#footnote-428-backlink) When The Piracy Project was invited to
create a reading room at the New York Art Book Fair in 2012, a librarian from
the Pratt Institute dropped by every single day, because she was so fixed on
the questions, the pirate books and their complex strategies of queering the
category of authorship posed to standardised bibliographic practices. Based on
this question we organised a cataloguing workshop ‘Putting the Piracy
Collection on the shelf’ at Grand Union in Birmingham, where we developed a
new cataloguing vocabulary for cases in the collection. See union.org.uk/gallery/putting-the-piracy-collection-on-the-shelves/>

See also Karen Di Franco’s reflection on the cataloguing workshop ‘The Library
Medium’ in Francke and Weinmayr, Borrowing, Poaching, Plagiarising.

[99](ch11.xhtml#footnote-427-backlink) See Piracy Project catalogue: Camille
Bondon, Jacques Rancière: le mâitre ignorant,
.
Rancière’s pedagogical proposal suggests that ‘the most important quality of a
schoolmaster is the virtue of ignorance’. (Rancière, 2010, p. 1). In his book
The Ignorant Schoolmaster: Five Lessons in Intellectual Emancipation Jacques
Rancière uses the historic case of the French teacher Joseph Jacotot, who was
exiled in Belgium and taught French classes to Flemish students whose language
he did not know and vice versa. Reportedly he gave his students a French text
to read alongside its translation and, without mediation or explanation, let
the students figure out the relationship between the two texts themselves. By
intentionally using his ignorance as teaching method, Rancière claims, Jacotot
removed himself as the centre of the classroom, as the one who knows. This
teaching method arguably destabilises the hierarchical relationship of
knowledge (between student and teacher) and therefore ‘establishes equality as
the centre of the educational process’. Annette Krauss, ‘Sites for Unlearning:
On the Material, Artistic and Political Dimensions of Processes of
Unlearning’, PhD, Academy of Fine Arts Vienna, 2017, p. 113\. Jacques
Rancière, Education, Truth and Emancipation (London: Continuum, 2010). Jacques
Rancière, The Ignorant Schoolmaster: Five Lessons in Intellectual Emancipation
(Stanford: University Press California, 1987).

[100](ch11.xhtml#footnote-426-backlink) ‘AND Publishing announces The Piracy
Lectures’, Art Agenda, 4 May 2011, publishing-announces-the-piracy-lectures/>

[101](ch11.xhtml#footnote-425-backlink) Judith Butler, ‘What is Critique? An
Essay on Foucault’s Virtue’, Transversal 5 (2001),


[102](ch11.xhtml#footnote-424-backlink) Institutions that hosted long and
short-term reading rooms or invited us for workshops included: The Showroom
London, Grand Union Birmingham, Salt Istanbul, ZKM Academy for Media Arts
Cologne, Kunstverein Munich. The Bluecoat Liverpool, Truth is Concrete,
Steirischer Herbst Graz, Printed Matter New York, New York Art Book Fair at
MoMA PS1, 281 Vancouver, Rum 46 Aarhus, Miss Read, Kunstwerke Berlin.
Institutions that invited us for talks or panel discussions included:
Whitechapel Art Gallery, Open Design Conference Barcelona, Institutions by
Artists Vancouver, Academy of Fine Arts Leipzig, Freie University Berlin, and
various art academies and universities across Europe.

[103](ch11.xhtml#footnote-423-backlink) At times, we signed ‘the Piracy
Project’ (the title) under our own names (the artist-authors), because it felt
suitable to take the credit for all our personal work, instead of
strengthening the ‘umbrella organisation’ AND. When the editor of Rhizome
asked us to write about the project, we authored the jointly written text as
‘by Piracy Project’. On other occasions we framed it ‘The Piracy Project is a
collaboration of the artists x and y, as part of AND Publishing’s research
program.’ At some point, the Piracy Project outgrew AND Publishing because it
took up all our time, and we began to question whether the Piracy Project was
part of AND, or whether AND was part of the Piracy Project.

[104](ch11.xhtml#footnote-422-backlink) This less glamourous work includes
answering emails, booking flights, organising rooms and hosting, in short the
administrative work required to run and maintain such a project. The feminist
discourse of domestic and reproductive labour is relevant here, but a more
detailed discussion exceeds the scope of this text.

[105](ch11.xhtml#footnote-421-backlink) Walter Benjamin, ‘The Author as
Producer’, New Left Review 1.62 (1970), 83–96. See also Hall, Pirate
Philosophy, pp. 127–232.

[106](ch11.xhtml#footnote-420-backlink) Ibid., p. 129.

[107](ch11.xhtml#footnote-419-backlink) Several gatherings, such as ‘Direct
Weekend’ and ‘Long Weekend’ at various art colleges in London involved
Precarious Workers Brigade, Carrot Workers, tax evasion campaigners, UK Uncut,
alternative media groups, feminist alliances, anti-poverty groups. See
Precarious Workers Brigade, ‘Fragments Toward an Understanding of a Week that
Changed Everything…’, e-flux 24 (April 2011),
-week-that-changed-everything/>

[108](ch11.xhtml#footnote-418-backlink) Susan Kelly describes Felix Guattari’s
use of the term transversality ‘as a conceptual tool to open hitherto closed
logics and hierarchies and to experiment with relations of interdependency in
order to produce new assemblages and alliances […] and different forms of
(collective) subjectivity that break down oppositions between the individual
and the group.’ Susan Kelly, ‘The Transversal and the Invisible: How do You
Really Make a Work of Art that Is not a Work of Art?’, Transversal 1 (2005),
. See also Gerald Raunig’s
description of transversal activist practice: as ‘There is no longer any
artificially produced subject of articulation; it becomes clear that every
name, every linkage, every label has always already been collective and must
be newly constructed over and over again. In particular, to the same extent to
which transversal collectives are only to be understood as polyvocal groups,
transversality is linked with a critique of representation, with a refusal to
speak for others, in the name of others, with abandoning identity, with a loss
of a unified face, with the subversion of the social pressure to produce
faces.’ Gerald Raunig, ‘Transversal Multitudes’, Transversal 9 (2002),


[109](ch11.xhtml#footnote-417-backlink) Kelly, ‘”But that was my idea!”’, p.
3.

[110](ch11.xhtml#footnote-416-backlink) The carrot is used as ‘a symbol of the
promise of paid work and future fulfilment made to those working under
conditions of free labour in the cultural sector.’ Ibid.

[111](ch11.xhtml#footnote-415-backlink) In an interview published in Artforum,
David Graeber says: ‘Another artist I know, for example, made a sculpture of a
giant carrot used during a protest at Millbank; I think it was actually thrown
through the window of Tory headquarters and set on fire. She feels it was her
best work, but her collective, which is mostly women, insisted on collective
authorship, and she feels unable to attach her name to the work.’ ‘Another
World: Michelle Kuo Talks with David Graeber’, Artforum International (Summer
2012), p. 270, david-graeber-31099>

[112](ch11.xhtml#footnote-414-backlink) Artist Rosalie Schweiker, who read a
draft of this text, suggested that I make a list of the name of every person
involved in the project in order to demonstrate this generative and expansive
mode of working.

[113](ch11.xhtml#footnote-413-backlink) Such an action might even infringe
legal requirements or contracts. Open Book Publishers’ contract, for example,
states: ‘The author hereby asserts his/her right to be identified in relation
to the work on the title page and cover and the publisher undertakes to comply
with this requirement. A copyright notice in the Author’s name will be printed
in the front pages of the Work.’ Open Book Publishers, Authors’ Guide, p. 19,


[114](ch11.xhtml#footnote-412-backlink) For a discussion of gender inequality
in recent scholarly publishing see Chad Wellmon and Andrew Piper ‘Publication,
Power, Patronage: On Inequality and Academic Publishing’, Critical Inquiry (21
July 2017),
publication_power_and_patronage_on_inequality_and_academic_publishing/

[115](ch11.xhtml#footnote-411-backlink) See Gérard Genette’s discussion of the
‘pseudonym effect’ as conceptual device. He distinguishes between the reader
not knowing about the use of the pseudonym and the conceptual effect of the
reader having information about the use of a pseudonym. Gérard Genette,
Paratexts, Thresholds of Interpretation (Cambridge University Press, 1997).

[116](ch11.xhtml#footnote-410-backlink) The Neoist movement developed in
Canada, North America and Europe in the late 1970s. It selected one signature
name for multiple identities and authors, who published, performed and
exhibited under this joint name. It is different from a collective name, as
any person could sign her or his work with these joint names without revealing
the author’s identity. See letter exchanges between cultural theorist Florian
Cramer and artist and writer Stewart Home: ‘I would like to describe “Monty
Cantsin” as a multiple identity, “Karen Eliot” as a multiple pen-name and,
judging from the information I have, “Luther Blissett” as a collective
phantom.’ Florian Cramer, 2 October 1995, in Stewart Home and Florian Cramer,
House of Nine Squares: Letters on Neoism, Psychogeography & Epistemological
Trepidation, . See also
Nicholas Thoburn’s research into the political agency of anonymous authorship.
Nicholas Thoburn, Anti-Book, On the Art and Politics of Radical Publishing
(Minneapolis and London: University of Minnesota Press, 2016) pp. 168–223.

[117](ch11.xhtml#footnote-409-backlink) Anonymous started on 4chan, an online
imageboard where users post anonymously. ‘The posts on 4chan have no names or
any identifiable markers attached to them. The only thing you are able to
judge a post by is its content and nothing else.’ Gabriella Coleman, Hacker,
Hoaxer, Whistleblower, Spy: The Many Faces of Anonymous (London and New York:
Verso, 2014), p. 47.

[118](ch11.xhtml#footnote-408-backlink) I thank Susan Kelly for making this
point while reviewing my text.

[119](ch11.xhtml#footnote-407-backlink) It is interesting to come back to
Foucault’s text ‘What is an author’ and complicate his own position as
authorial subject. Referring to Naomi Schor and Gayatri Spivak, Sara Ahmed
suggests, that ‘Foucault effaces the sexual specificity of his own narrative
and perspective as a male philosopher. The refusal to enter the discourse as
an empirical subject, a subject which is both sexed and European, may finally
translate into a universalising mode of discourse, which negates the
specificity of its own inscription (as a text)’. See Naomi Schor, ‘Dreaming
Dissymmetry: Barthes, Foucault and Sexual Difference’, in Elizabeth Weed
(ed.), Coming to Terms: Feminism, Theory, Politics (London: Routledge, 1989),
pp. 47–58; and Gayatry Chakravorty Spivak, ‘Can the Subaltern Speak?’, in Cary
Nelson and Lawrence Grossberg (eds.), Marxism and the Interpretation of
Culture (Urbana, IL: University of Illinois Press, 1988), pp. 271–313.

[120](ch11.xhtml#footnote-406-backlink) Sara Ahmed, Differences That Matter,
Feminist Theory and Postmodernism (Cambridge, UK: Cambridge University Press,
2004) p. 125.

[121](ch11.xhtml#footnote-405-backlink) Spivak, ‘Can the Subaltern Speak?’,
pp. 271–313.


 

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